Sorobay, McLeod, Sinara

Sorobay Moves to Wachovia

Roman Sorobay, former managing director in Bank of America's market data department, has joined Wachovia as global head of market data product management. Based in New York, but frequently traveling to the bank's head office in Charlotte, Sorobay is responsible for four key areas-data cost management and rationalization, managing service issues and escalations, defining future projects based on usage and industry trends, and working with business lines and vendors to

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SEC squares off with broker-dealers over data analytics usage

The Gensler administration has ruffled feathers in the broker-dealer community with a new proposal seeking to limit their use of predictive data analytics. But at the heart of this deal is something far more seismic: one of the first attempts by the SEC to regulate AI.

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