Simon, Tazioli Join CLS Group

Foreign exchange (FX) cash settlement system provider CLS Group has hired Carol Simon as executive vice president of risk management, and Cynthia Tazioli as head of sales and relationship management.

Simon reports to CLS CEO Rob Close, while Tazioli reports to business development director Rachael Hoey; both are based in the firm’s New York office.

Prior to her appointment at CLS, Simon founded and ran a risk management consultancy. She also previously served as managing director and global head

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SEC squares off with broker-dealers over data analytics usage

The Gensler administration has ruffled feathers in the broker-dealer community with a new proposal seeking to limit their use of predictive data analytics. But at the heart of this deal is something far more seismic: one of the first attempts by the SEC to regulate AI.

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