TAG Snags Oliver from TR

Transaction cost analysis service provider Transaction Auditing Group has hired Kimberley Oliver as vice president of operations to oversee delivery of TAG’s products and services, enhancements of current products and future product development.

She was previously compliance specialist at Thomson Reuters’ Transaction Analytics division.

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SEC squares off with broker-dealers over data analytics usage

The Gensler administration has ruffled feathers in the broker-dealer community with a new proposal seeking to limit their use of predictive data analytics. But at the heart of this deal is something far more seismic: one of the first attempts by the SEC to regulate AI.

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