Broadridge Expands Global Proxy Services Business with Three Appointments

Broadridge Financial Solutions has announced three senior appointments for its international Investor Communication Solutions business.

The appointments include Naren Patel as director and regional head relationship management, Keir Tutt as senior director of customer services, international and Jonathan Ford as director of sales in London.

Naren Patel has recently been added to the management team to lead the initiative for strategic account management with Broadridge's key clients in Europe

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SEC squares off with broker-dealers over data analytics usage

The Gensler administration has ruffled feathers in the broker-dealer community with a new proposal seeking to limit their use of predictive data analytics. But at the heart of this deal is something far more seismic: one of the first attempts by the SEC to regulate AI.

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