DTCC Appoints Shuman as General Counsel while Thompson Focuses on Vice Chairman's Role

Shuman was former managing director and deputy general counsel at the CME Group.

Ann Shuman DTCC's new general counsel

Shuman will be responsible for advising senior management and ythe DTCC's board of directors on legal and regulatory matters, and will continue to oversee the firm's global legal team. She has been with the DTCC since January 2014 and previously served as managing director and deputy general counsel at the CME Group Inc.

Meanwhile, Thompson was appointed vice chairman in 2015 and will continue to lead the firm's public policy engagement with global regulators and lawmakers. He will also serve as

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SEC squares off with broker-dealers over data analytics usage

The Gensler administration has ruffled feathers in the broker-dealer community with a new proposal seeking to limit their use of predictive data analytics. But at the heart of this deal is something far more seismic: one of the first attempts by the SEC to regulate AI.

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