This Week: Bloomberg, Interactive Brokers, Virtu, Northern Trust, SimCorp & More

A summary of some of the past week’s financial technology news.

stories-newspapers
Getty Images

Interactive Brokers Receives Big Fine from CFTC

The Commodity Futures Trading Commission hit Interactive Brokers LLC with a civil monetary penalty of $11.5 million and required the futures commission merchant to disgorge $706,214 earned in part from its role as the FCM carrying the accounts of Haena Park and her companies, which were the subject of a 2018 CFTC enforcement action. The CFTC said that Interactive Brokers executives failed to “diligently supervise its officers’, employees’, and

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact [email protected] to find out more.

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: