German Firms Caught in Mifid Muddle
FRONT PAGE: COMPLIANCE TECHNOLOGIES
LONDON—With one year to go, some major German banks appear to be asleep at the wheel when it comes to implementing the reforms of the Markets in Financial Instruments Directive (Mifid) of the European Union (EU), say industry observers.
While Germany is still ahead of the majority of affected EU markets, there is still a way to go before German securities firms are compliant, according to Frank Moser, chairman of the local joint working group (JWG) for Mifid. "In most cases, banks haven't started
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