Kathleen Griffin Named CCO at SEC

- By Anthony Malakian
- @a_malakian
- 17 May 2010

Tweet
Facebook
LinkedIn
Save this article
Send to
Print this page

The US Securities and Exchange Commission (SEC) has named Kathleen Griffin the regulator’s first-ever chief compliance officer (CCO). Griffin was formerly senior compliance manager and deputy code of ethics officer at global money management firm Putnam Investments.

Griffin’s appointment, which falls within the SEC’s Office of Ethics Council, will combine two offices that will now monitor employee securities transactions and financial disclosure reporting. “We have established a system of real

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to print this content. Please contact info@waterstechnology.com to find out more.

You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.

You may share this content using our article tools. Printing this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/

If you would like to purchase additional rights please email info@waterstechnology.com

You may share this content using our article tools. Copying this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/

If you would like to purchase additional rights please email info@waterstechnology.com