Skip to main content

IEX Hires Ramsay for Regulatory Role

manhattan-16
Ramsay joins from a senior regulatory role at the SEC.

At the venue, made famous by a leading role in Michael Lewis's latest book, Flash Boys, Ramsay will oversee compliance and liaison functions, along with self-regulatory obligations once IEX achieves national securities exchange status.

He was most recently the acting director of the division of trading and markets at the US Securities and Exchange Commission (SEC). Through his career, he has served in a number of regulatory posts, including at the US Commodity Futures Trading Commission, and the National Association of Securities Dealers, now the Financial Industry Regulatory Authority.

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: https://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.

GenAI too risky for collateral processes

The technology has been heralded as game-changing for other areas of finance, but its potential to hallucinate may disqualify it from sensitive settlement procedures.

Most read articles loading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here