A look at some recent key people moves, including Carlo Di Florio (pictured), who joins ACA.
At an SEC meeting Thursday, September 12, the regulator and association attempted to clarify the correct interpretations of guidance surrounding the new rule.
While still not a formal approval of new timelines, industry members should expect CAT deadlines to remain unchanged.
The delay pushes quarterly reporting requirements and reporting of self-routing activity to Jan. 1, 2020.
Few regulations around cryptocurrencies exist but institutional investors, already wary of fully entering the market, want countries to provide clear statements laying out how these new assets will be treated. By Emilia David
A look at some of the key "people moves" from 6/29-7/2, including Andres Choussy (pictured), who recently joined Baton.
As cloud computing becomes an ever more critical component of any modern financial technology infrastructure, cloud deals are coming under increased regulatory scrutiny.
A look at some of the key "people moves" from June 24-28, including Rob Hegarty, who joins DataRobot.
A look at some of the key "people moves" from June 17-21, including Emma Wheeler [pictured], who joins Pico.
Caspian's Chris Jenkins says the crypto space is still struggling to attract institutional clients, who want greater regulatory guidance.
As regulators and industry bodies ramp up efforts to deploy machine-readable models for derivatives reporting, adoption of industry-wide standards has more than a few challenges to overcome.
A 30-year industry vet, Zerrusen will advise SEC Chairman Jay Clayton on cybersecurity issues.
Finra and the SEC are working on identifiers that mask personally identifiable information.
Kara Stein joins from the SEC, where she served since 2013.
The plan will lay out a common process to move accounts if a broker-dealer falls into difficulties.
A look at the massive tech projects (and legal battles) underway at the NYSE, which are being led by Stacey Cunningham.
As European market participants bemoan the lack of a consolidated tape, a senior SEC executive debunks the idea that a pan-European tape, similar to the US, will resolve issues around data access and costs.
Max previews the first issue of the relaunched magazine, and extends a welcome.
With more frequent and granular reporting for fund managers looming, firms have had to figure out how best to connect all the data needed to meet the new requirements. This has necessitated a widespread change in how data is moved throughout an…
Under new plan, industry participants will begin reporting equities in April, with testing to commence in December.
Giancarlo lauds budget approval from Congress in swansong industry appearance.
While no one involved in the building of the stalled Consolidated Audit Trail is free from blame, Anthony says there are reasons to believe the CAT won’t ever materialize, regardless of the plan processor.
First, some pointed comments about the Consolidated Audit Trail and then Martin Boyd discusses the fintech market.
Technical specifications will remain the same even as the committee works on finding a new database operator.