Finra and the SEC are working on identifiers that mask personally identifiable information.
Kara Stein joins from the SEC, where she served since 2013.
The plan will lay out a common process to move accounts if a broker-dealer falls into difficulties.
A look at the massive tech projects (and legal battles) underway at the NYSE, which are being led by Stacey Cunningham.
As European market participants bemoan the lack of a consolidated tape, a senior SEC executive debunks the idea that a pan-European tape, similar to the US, will resolve issues around data access and costs.
Max previews the first issue of the relaunched magazine, and extends a welcome.
With more frequent and granular reporting for fund managers looming, firms have had to figure out how best to connect all the data needed to meet the new requirements. This has necessitated a widespread change in how data is moved throughout an…
Under new plan, industry participants will begin reporting equities in April, with testing to commence in December.
Giancarlo lauds budget approval from Congress in swansong industry appearance.
While no one involved in the building of the stalled Consolidated Audit Trail is free from blame, Anthony says there are reasons to believe the CAT won’t ever materialize, regardless of the plan processor.
First, some pointed comments about the Consolidated Audit Trail and then Martin Boyd discusses the fintech market.
Technical specifications will remain the same even as the committee works on finding a new database operator.
WatersTechnology investigates the torturous journey to create a stock-trading database for the US, and where the project goes from here.
US Consolidated Audit Trail consortium fires database processor in shock move.
After a decade leading data industry association the Financial Information Forum, Kimmel is well-versed in directing industry-wide initiatives.
Traditionally, the core of the US market data ecosystem has been the SIP feeds that consolidate data from all US exchanges. But as the cost of exchange data continues to rise, some firms are finding the US consolidated tapes to be a SIP that’s hard to…
An analysis of some of the major initiatives to improve corporate reporting of environmental, social and governance factors to help investors better price-in risks and opportunities and make meaningful comparisons of company performance.
An industry initiative to start a new US exchange promises much, but it may struggle to deliver without a clearer purpose.
There were no major hiccups when the CAT was rolled-out to SROs on November 15 but it is still not ready for full industry implementation.
The Consolidated Audit Trail will begin receiving reports on November 15, a year after it was supposed to start.
The age-old problem of achieving straight through processing remains a challenge for some buy-side firms today. But time is running out.
For some, the SEC's scrutiny of exchange data fees is scarier than ghouls, goblins and a toddler's Halloween candy-induced sleeplessness.
With the alternative data industry projected to be worth over $350 million by 2020, it's time to consider whether financial services is on the brink of its own Cambridge Analytica moment or if it is simply time for an alt data ethics evaluation.
As the SEC prepares to host a two-day event to tackle market data access and fee issues, industry user groups and Nasdaq have laid out their positions on SIP reform. Max Bowie reports.