As Mifid II's deadline approaches, US firms affected by the rules are still waiting for regulators to resolve crucial conflicts between European and American laws, and are likely to be making adjustments well after the deadline has passed, reports…
The pick of Waters' coverage stretching from bitcoin becoming an asset class to exchanges launching futures.
Lobby group is looking at other types of data that it can suggest to the SEC for use in the CAT.
Thesys, in a hearing at a Congressional committee, also said it has lined up over 20 candidates for a chief information security officer post.
Market participants express concern over potential risks these contracts could pose to clearinghouses, as exchanges self-certify contracts for trading.
Anthony and James look at developments pertaining to the Consolidated Audit Trail and wonder if big-tech companies could challenge traditional asset managers.
Participants refuse to say whether reporting will begin as scheduled after a last-ditch delay effort was rejected by the SEC.
Market Data Protection Act will increase security requirements for market data held by the SEC and FINRA, lawmakers say.
Digital commodities such as bitcoin have captured the imagination of exchange operators but regulators—and even some market participants—are hesitant.
John recaps some of Sell-Side Technology's best stories of the week, including fixed-income technologies, uncertainty around the CAT, and Waters' November features.
The wide-ranging project will not be delayed, even if aspects of its data collection change.
Two buy-side risk officers believe that the SEC put too much faith in the vendor community when making its liquidity rules, specifically for fixed income.
The key themes from this year's industry mega-event.
Confidence in the wide-ranging project has been dented by recent cybersecurity incidents.
UnaVista builds tool to simulate requirements of US markets project.
Artificial intelligence is gaining traction among regulators, exchanges and financial firms sifting through massive amounts of data to spot potential pricing manipulation. Kirsten Hyde asks whether the industry is ready to go all in on AI.
To handle the massive increases in data volumes expected from Mifid II regulation and the US Consolidated Audit Trail, regulators are examining their own data governance and technology use, report Joanne Faulkner and Kirsten Hyde.
Because the bitcoin party is definitely not going to stop and catch fire.
Increasingly advanced watchdogs have "upped the ante" for trading firms, compliance chiefs say.
Congress has "serious concerns" about the SEC's ability to safeguard data, politicians say.
Differing sides of the financial technology regulation debate each make sense, which is why choosing a side is difficult.
US regulator discloses that social security numbers were compromised in Edgar cyber incident from 2016.
The solution leverages IHS Markit's data and MSCI's LiquidityMetrics to make liquidity classification easier.
While much of the talk about machine-learning technology in capital markets is overblown, there’s no question that these tools are set to become increasingly prevalent over the coming years. Anthony Malakian takes stock of where the industry stands based…