Compliance 2009: Who's pulling the strings?

From a compliance perspective, buy-side firms have to cope with something of a triple whammy: internally driven procedures of checks and balances for the fund's own staff; regulatory processes that must be negotiated and satisfied in order to appease regulatory bodies; and increasingly demanding investors, many of whom have different - and often pedantic - requirements. Of the three constituents, however, it's the investors who have the ability to literally transform buy-side firms' fortunes

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A rough race begins: Industry faces uphill transition to T+1 settlement

With T+1 compliance set to begin next May, firms will likely be burdened by reduced IT budgets, existing legacy systems and manual processes over the next 15 months. So, while faster settlement will help innovate the middle and back office, some argue industry needs a longer timeline.

Build versus buy: How to evaluate your software

For as long as the investment management industry has used software, there has been a debate about whether asset managers should build or buy their tools. Jonas Svallin, global head of quantitative research and product development at FactSet, argues that…

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