SunGard Enhances Protegent Solution
SunGard has upgraded its Protegent Personal Trading Assistant to help firms with new "pay-to-play" restrictions, which were developed last year by the US Securities and Exchange Commission (SEC) and went into effect earlier this month.
According to the SEC, the rule prohibits investment advisors from providing advisory services (play) for compensation (pay) to a government client for two years after the advisor or certain of its executives or employees make a contribution to certain elected
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