Chairman criticizes European Commission proposals for clearinghouse oversight.
Regulatory agencies are starting to take the lead in working with financial technology firms, panelists said.
Increasingly advanced watchdogs have "upped the ante" for trading firms, compliance chiefs say.
Differing sides of the financial technology regulation debate each make sense, which is why choosing a side is difficult.
Data quality for over-the-counter commodity swaps reported to swap data repositories, as mandated by the Dodd–Frank Act, has worsened since reporting began more than four years ago, with some blaming the CFTC, while others blame resistance by the SDRs to…
Bryan Harkins joins to discuss how the CBOE-Bats integration is going and plans for the exchange operator going forward. Anthony and James talk about the SEC hack and Esma's potential new powers.
Examiners' skills and policy crafting may need to change to meet demands of emerging technologies.
Banks and industry associations warn of havoc if current timeline is implemented
CFTC vacates European clearinghouse registration at CME's request
The CFTC has begun staffing up, after a long period of thinning leadership.
After serving as acting chairman since January, J. Christopher Giancarlo is now confirmed as chairman of the U.S. Commodity Futures Trading Commission.
Regulators may be about to call the industry's bluff on Mifid II time pressures
Digital currencies are going through birth pains as an asset class, but some believe they can become the next commodity of choice for traders
US regulator makes strongest move yet toward overseeing finance’s Wild West
Long-awaited ruling shows digital currencies are pushing for institutional-grade market structure
US regulator will reform reporting rules in three phases, beginning this year
US regulator grants full approval for bitcoin options venue, which will offer institutional-grade infrastructure for digital currencies.
NDF trading platform will add new products and services by year-end, and is regulated by both the CFTC and FCA.
LabCFTC will help guide firms through CFTC rules and open the agency to updating its regulations to meet changing market conditions.
With increased high-frequency trading in commodities markets likely to increase instances of “spoofing,” the CFTC has said it will be monitoring markets more avidly for instances of spoofing and other forms of market manipulation. Selwyn Parker reports…
Many data management initiatives are inspired by efficiency and best practices, but only become reality after regulatory involvement.
The guys talk about Dan’s feature and Anthony’s trip to Florida for the industry’s biggest futures conference.
In addition to setting a plan to foster fintech innovation, he also laid out a new strategy to reduce the Commission's regulatory footprint, much to the relief of those in attendance at the FIA Boca conference.