Financial Conduct Authority (FCA)

Systematic Internalizer Ranks Swell Ahead of Mifid II

While buy- and sell-side firms grapple with the reporting obligations imposed on so-called systematic internalizers under Mifid II, the number of registered SIs continues to grow. Jamie Hyman investigates why more firms are opting in to the designation…

FCA Likely to Review Consolidated Data in 2018

It is looking increasingly likely that no consolidated tape provider will be authorized by the time Mifid II comes into force Jan. 3; regulators call lack of authorized CTP an “ongoing issue.”

Regulators 2.0: Embrace Tech or Be Overwhelmed by Data

To handle the massive increases in data volumes expected from Mifid II regulation and the US Consolidated Audit Trail, regulators are examining their own data governance and technology use, report Joanne Faulkner and Kirsten Hyde.

A Costly Race to MiFID II Reporting Compliance

Trade reporting and publication mechanisms are a key part of the new MiFID II legislation. So why are alarming numbers of firms yet to choose their providers? With a last-gasp sprint on the cards in a crowded field of participants, Jamie Hyman…

The Wind of Change

Asset managers are facing a stark choice between technology investment or obsolescence.

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