The industry forum looks to inform recommendations for the safe use of AI in financial firms.
The vendor is introducing additional alerts for trade surveillance to help tailor its solution for OTC fixed income.
Industry participants are divided over the definition of a trading venue and how regulators should revise the regulatory framework.
The decision to shutter the service is another blow to the industry and the business case of reg reporting under SFTR.
Market participants say the price hikes reflect the struggle among regulatory reporting service providers to run sustainable and profitable businesses.
This year, natural language processing came to the fore in capital markets, helping firms of all kinds parse huge, unstructured datasets.
Jo wonders if the EC's approach to regulating AI could adapt existing liability laws—with implications for individuals.
A look at some of the key "people moves" from this week, including Yolande Piazza (pictured) who has been appointed vice president at Google Cloud.
Aggregators are facing resistance from venues and attracting the attention of regulators.
The regulator is advancing with its strategy to improve its use of tech in its oversight role, says data chief.
As the coronavirus drives trading volumes, post-trade processing is increasingly an area of operational risk, and firms should consider automation, analyst says.
Lenders expect regulatory lashing if controls fail to keep pace with changes in criminal behavior.
The exchange's blockchain architect says the product is being prepared for testing in the FCA's sandbox.
Consultation on new rules is set to close on April 3, but regulators are reviewing deadlines as firms are under pressure due to the coronavirus.
The data quality and matching specialist is testing an entity resolution model for better transparency and explainability.
As UK regulators look to strengthen operational resilience rules, one solution could be to use APIs to access vendor data.
A look at some of the key "people moves" from the past week.
UK regulators have proposed new laws to clamp down on operational resilience and third-party risk, pushing fintechs to put some skin in the game.
The trade association is looking to offer its Common Domain Model to rulemakers.
WatersTechnology looks at more than 20 cloud-based projects and initiatives to see how banks, asset managers and vendors are embracing public providers, and the inherent problems involved.
Technologists urged to adopt a more flexible plug-and-play approach using APIs, as concerns grow about the FCA and Esma's differing attitudes toward dark trading.
Bureau Van Dijk's Compliance Catalyst has been rebuilt ahead of plans to move the platform to the cloud, as well as navigate the EU's fifth anti-money laundering directive.
The UK financial regulator is seeing fewer entrants into the industry as start-ups struggle to break into the market.
The UK regulator has moved much of its data to the cloud and is using more advanced analytics as it seeks to better regulate evolving financial firms.