Northern Trust Re-engineers Post-Trade Compliance Platform

Chicago-based Northern Trust unveils new compliance monitoring capabilities that provide independent governance over external fund managers, with a focus on data quality checks.


“The primary use case of the product is to provide independent governance over the external fund managers that the asset owners appoint,” says Ian Castledine, global head of investment risk and analytical services product management at Northern Trust, adding that when clients employ automated monitoring system Compliance Analyst, and its online reporting and workflow tool Compliance Radar, Northern Trust acts as a technology partner, enabling “the monitoring of individual mandate guidelines

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