OTC Derivatives Regulation: Sorting Out The Processes -- Webcast
Archive recording of a June 18 webcast covering OTC derivatives regulation and its effect on data processes
While electronification of OTC derivatives last year appeared to go smoothly, problems lingered concerning collateral and reporting, along with discrepancies in the rules for swaps and swap futures that needed to be addressed. This webcast sorted through confusing parts of new rules and guidelines for OTC derivatives reporting, as well as their possible results – data quality issues and data integrity problems.
How have EMIR reporting rules affected the OTC derivatives reporting process?
- How may ESMA’s [European Securities and Markets Authority] systems development review plans proceed? How long will it take to implement improvements?
- Do US and North American markets have the same issues with responding to CFTC rules as Europeans have with EMIR and ESMA actions? How do these compare?
- What data quality and integrity issues are arising in efforts to comply with OTC derivatives reporting rules?
- What parts of the rules and guidelines remain confusing and how may those be addressed?
Moderator: Michael Shashoua, Editor, INSIDE REFERENCE DATA
- Judson Baker, Senior Vice President, NORTHERN TRUST CORPORATION
- Neil Monaghan, Global Head of OTC Clearing Client Solutions, CITI GROUP
- Cristiano Zazzara, Vice President, EMEA Head of Application Specialists, S&P CAPITAL IQ
Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.
To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: https://subscriptions.waterstechnology.com/subscribe
You are currently unable to print this content. Please contact info@waterstechnology.com to find out more.
You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.
Copyright Infopro Digital Limited. All rights reserved.
As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (point 2.4), printing is limited to a single copy.
If you would like to purchase additional rights please email info@waterstechnology.com
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (clause 2.4), an Authorised User may only make one copy of the materials for their own personal use. You must also comply with the restrictions in clause 2.5.
If you would like to purchase additional rights please email info@waterstechnology.com
More on Regulation
Doing a deal? Prioritize info security early
Engaging information security teams early in licensing deals can deliver better results and catch potential issues. Neglecting them can cause delays and disruption, writes Devexperts’ Heetesh Rawal in this op-ed.
SEC pulls rulemaking proposals in bid for course correction
The regulator withdrew 14 Gensler-era proposals, including the controversial predictive data analytics proposal.
Trading venues seen as easiest targets for Esma supervision
Platforms do not pose systemic risks for member states and are already subject to consistent rules.
The Consolidated Audit Trail faces an uncertain fate—yet again
Waters Wrap: The CAT is up and running, but with a conservative SEC in place and renewed pressure from politicians and exchanges, Anthony says the controversial database faces a death by a thousand cuts.
Exchanges plead with SEC to trim CAT reporting requirements
Letters from Cboe, Nasdaq and NYSE ask that the new Atkins administration reduce the amount of data required for the Consolidated Audit Trail, and scrap options data collection entirely.
EU banks want the cloud closer to home amid tariff wars
Fears over US executive orders have prompted new approaches to critical third-party risk management.
Friendly fire? Nasdaq squeezes MTF competitors with steep fee increase
The stock exchange almost tripled the prices of some datasets for multilateral trading facilities, with sources saying the move is the latest effort by exchanges to offset declining trading revenues.
Europe is counting its vendors—and souring on US tech
Under DORA, every financial company with business in the EU must report use of their critical vendors. Deadlines vary, but the message doesn’t: The EU is taking stock of technology dependencies, especially upon US providers.