Compliance Chiefs Turn to Cognitive Tech for Surveillance

Stitching together information by using cognitive tech could yield significant advantages for compliance.

surveillance-waters1215
Cognitive technology has extraordinary potential when it comes to trade—and employee—surveillance.

Combining cognitive computing with compliance know-how could enable surveillance officers to spot warning signs in staff behavior, potentially indicating future problems by reading patterns in data that would otherwise be invisible. It sounds like something out of Minority Report, but chief compliance officers are adamant that this is the future of their craft.

“Coming from a surveillance point of view, I tend to believe that, in the right circumstances, anyone can do something really bad,”

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Waterstechnology? View our subscription options

If you already have an account, please sign in here.

SEC squares off with broker-dealers over data analytics usage

The Gensler administration has ruffled feathers in the broker-dealer community with a new proposal seeking to limit broker dealers’ use of predictive data analytics. But at the heart of this deal is something far more seismic: one of the first attempts by the SEC to regulate AI.

The Cusip lawsuit: A love story

With possibly three years before the semblance of a verdict is reached in the ongoing class action lawsuit against Cusip Global Services and its affiliates, Reb wonders what exactly is so captivating about the ordeal.

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here