This year, the SEC pulled the trigger on competing consolidated tapes and a new market data governance plan. In 2022, we will know if some of it can go ahead, or remain stymied by legal battles.
Governments around the world are looking to clamp down on providers of ESG ratings and data products. Jo wonders what the implications could be for a still nascent market.
Aspirant ‘competing consolidators’ were hoping for a lot more leeway than they got in an important fee filing, Jo says. By Jo Wright
Finra has told firms to stop reporting trades to the Oats tape from September 1, as the SEC's Cat becomes the definitive audit trail for US securities markets activity.
A long-time AWS client, Finra is using a combination of AWS tools and its own knowledge graph to generate better search results.
The data vendor’s product is its first that aims to sort what it believes to be truly innovative companies from the pack.
The data provider is using natural language generation to summarize news articles and write automated stories.
Technologies meant to detect and stop financial crime may add more headaches than they relieve. Others say that the best tech can't overcome how bankers use these tools. The AML dilemma likely falls somewhere in the middle.
The firm developed a short-term data strategy to avoid the use of unreliable data and better understand the effects of the pandemic on the market as it evolves.
The global market index firm is quantifying innovative investments and mapping them to a company’s performance.
A summary of some of the past week’s financial technology news.
The US exchange is again planning to offer crypto derivatives, while after previous attempts to gain regulatory approval to list crypto ETFs were thwarted.
WatersTechnology investigates the torturous journey to create a stock-trading database for the US, and where the project goes from here.
Authorization enables Bloomberg to continue servicing its EU27 client base following Brexit.
An industry initiative to start a new US exchange promises much, but it may struggle to deliver without a clearer purpose.
The crypto space dominated headlines over the past 12 months and WatersTechnology looks at some of the top stories.
Agency will step in and act where required, but the lion’s share of responsibility falls to venues.
US regulator discloses that social security numbers were compromised in Edgar cyber incident from 2016.
Vulnerabilities identified in SEC’s EDGAR system – a corporate filings database – may have resulted in hackers profiting from the information they stole.
US regulator makes strongest move yet toward overseeing finance’s Wild West
ICE Data Services' reference data, taxonomies and evaluated prices will be key to fund firms correctly filing N-Port forms under next year's regulation.
The FCA proposes that issuers provide LEIs for regulated information under the Transparency Directive
The vendor and broker are making New Constructs' insight from analysis of SEC filings footnotes available to clients.
The service follows investment firms' 13F filings that detail their holdings in stocks.