While buy- and sell-side firms grapple with the reporting obligations imposed on so-called systematic internalizers under Mifid II, the number of registered SIs continues to grow. Jamie Hyman investigates why more firms are opting in to the designation…
ANNA’s DSB went into production on October 2. But it may be a race against time to onboard those users who require real-time API connectivity in time for Mifid II’s go-live date of January 3.
Technology provider expands Mifid II offering with launch of systematic internalizer data hub.
Thomson Reuters has enhanced the reference data tools on its DataScope platform with the aim of helping clients' Mifid II compliance efforts.
Systematic internalizer registry aims to help firms with trade reporting obligations under Mifid II.
It is looking increasingly likely that no consolidated tape provider will be authorized by the time Mifid II comes into force Jan. 3; regulators call lack of authorized CTP an “ongoing issue.”
The London Stock Exchange Group is working with APRI Systems to issue and maintain Legal Entity Identifiers in Australia and southeast Asia.
The funds will be used to add new features to the research marketplace and support further international expansion.
Execs blame lower-than-expected revenue increases on uncertainty around the upcoming Mifid II regulation.
The solution will provide firms with a complete, timestamped audit trail of their activity.
The exchange has completed its compliance strategy by releasing its final piece of software.
The tone at this year's Esma conference was a little too positive when it came to Mifid II says John.
The unbundling of research and execution services in Europe is one of Mifid II’s most ambiguous mandates. Aggelos says the precedent Europe is setting could trigger a domino effect in the US markets.
Pan-European buy- and sell-side clients choose Trax's ARM and APA solutions for Mifid II compliance.
Lansdowne will help the vendor expand in Europe and Asia, where it has identified growth opportunities, officials say.
A lack of clarity about the UK’s departure from the European Union is an ongoing source of concern for the financial services industry, leading to continuing questions around investor protection, transition costs and regulatory obligations.
UK regulator's Mifid coordinator underscores message from European Commission earlier this month: no further delays to deadline. However, enforcement will be targeted.
John recaps some of Sell-Side Technology's best stories of the week, including (more) blockchain developments, noteworthy fintech graduates, and significant regulatory fines.
Mosaic Smart Data is the first JPMorgan fintech graduate to see its product implemented throughout the financial giant’s operations.
First enforcement action under EMIR taken by UK financial watchdog over exchange-traded derivatives reporting.
Esma conference panelists discuss how the trading and market infrastructure will be affected by incoming regulatory changes.
ABN Amro Clearing has extended its partnership with Fidessa, adding futures markets to its EMS.
Fintech developments and implementation requires greater regulatory supervision, according to the European Commission's vice president.
Next phase of FIRDS gives market participants access to reference data needed to comply with Mifid II and Mar.