Mifid II

SmartStream Shifts Strategy on SI Data

Smartstream RDU, which had previously announced it would take a utility approach to centralizing and sharing SI data, announces an SI Registry in collaboration with six APAs.

Esma Probes APAs Amid Mifid Trade Data Issues

Approved Publication Arrangements—a critical component in the new Mifid II European markets regulation—may be falling short of their requirements under the new transparency rules, and have drawn Esma’s attention. By Samuel Wilkes, with additional…

Wrestling Over Competing Mifid II, GDPR Data Demands

The data gathering, retention and reporting requirements of Mifid II seem at odds with the enhanced personal data protection rules of the GDPR. But with careful consideration, financial institutions can balance their regulatory obligations under the two…

Fee Fight: Ye Olde Market Data Battleground

Market data fees charged by exchanges continue to be a bone of contention for banks, electronic trading firms and asset managers. And although recent events playing out in the US are adding fuel to the fee fire, frustration levels are rising in Europe…

An Officer and a Regulation: Finding A GDPR Superstar

When the General Data Protection Regulation comes into force on May 25, most financial companies will require a data protection officer. With an entire industry racing to meet GDPR’s compliance deadline, will there be enough candidates to go around?…

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