Buy-side users of research platform are now able to book analyst meetings and conduct them with full audit trail.
Broker fires CEO as Brexit, compliance and IT costs mount.
LSEG's reporting guru moves to competitor as Mifid II beds in.
Problems and bad practices continue to plague Europe's vision of a new transparency regime. An inside look.
FCA report find that growth in periodic auction trading is not a result of dark-trading bans.
Esma’s ‘No LEI, No Trade’ policy gets real after the official end of a grace period on Mifid II’s LEI requirement, while at the same time Hong Kong regulators have introduced a new LEI mandate to boost identifier use in the region. Jamie Hyman and Wei…
The information and trading technology giant has registered a Netherlands-based entity for its trading platform.
IBM has enhanced its regtech suite of services, including the integration of Armanta’s platform after the May acquisition.
Esma warns six-month LEI grace period will not be extended.
IMD/IRD Awards 2018
The SI Registry now has seven participants as Nasdaq becomes the latest APA to opt in.
Paris-based asset manager selects NeoXam technology to bolster front and middle office.
Panelists discuss operational issues involved in cross-border compliance with Mifid II.
Nearly half a year after Mifid II went live, sticky reference data issues are standing in the way of smooth compliance operations.
Expert panel struck a positive tone on the future of crypto assets and indicated that it was only a matter time until regulation caught up with the digital age.
Data shows drop in commission costs as unbundling rules take hold, furthering decline caused by electronic execution.
Reporting platforms told by regulator to substantially improve quality of publicly reported data.
While Mifid II still has some serious challenges for firms to contend with, one part of Europe believes it has a solution to some of the cultural--if not the practical--issues of the still-fresh regulatory regime.
Traders say Mifid II transparency is failing partly as a result of questionable practices by trading venues and APAs, which publish pre- and post-trade data, and that the data is not always available to the public for free as the law requires
Common business practices among Nordic coutries may mean the region is better placed to handle the data management aspects of new regulations.
The wide adoption of reference data and accompanying standards creates both opportunities and challenges, said Cusip Global Services vice president and COO at the North American Financial Information Summit.
Partnership will see the launch of quoting for block orders in the first phase, with more planned over coming years.
Long-term views and collaboration, rather than flashy tech, is the key to a successful program of compliance, panelists at BST Europe say.
Release of Scandinavian and Pacific data packages represents a new approach for TP Icap, moving from asset class-specific data packages to regional products.