As CAT reporting activity picks up, error rates have somewhat surprisingly been well below what was expected in the testing and production environments.
The regulator is consulting on outsourcing contract guidance that would give firms and supervisors access to the books and premises of providers.
A look at some of the key "people moves" from the past week.
A look at some the key "people moves" from last week, including Mike Hill (pictured), who joins Compliance.ai.
The regulatory reporting utility product for fund managers is targeted to go live by mid-2020.
A look at some of the key "people moves" from June 24-28, including Rob Hegarty, who joins DataRobot.
Jennifer Bang and Amena Ross will be responsible for federal government relations.
A 30-year industry vet, Zerrusen will advise SEC Chairman Jay Clayton on cybersecurity issues.
Nick Hart is named CEO of the Data Coalition and interim president of the Data Foundation.
The integrated offering will enable Nordic institutions to automate KYC and customer onboarding processes more effectively.
While advanced voice analytics technologies have been around for years, banks have often used them as a blunt instrument, or a regulatory checkbox. Now they are increasingly seeing them as useful tools for managing conduct risk and employee protection…
KYC data requirements and new legislation aim to move cryptocurrency markets into the mainstream, but are the anonymity and illegal activity tied to digital currencies exaggerated?
Panelists discuss operational issues involved in cross-border compliance with Mifid II.
Regulator sets new obligations for senior managers and focuses on investor costs.
Bank Leumi selects Encompass Corp.’s Confirm technology to support KYC compliance processes.
The integrated BCA-FiscalNote solution will allow users to predict policy changes and their impact on stocks and sectors.
The Business Issues Policy and Procedures (BIPPS) Working Group of industry association FISD has reached an agreement on best practices around non-display data usage policies, following 18 months of stalemate on the issue resulting from conflicts between…
Data Consumers Form Working Group to Prevent Intro of Bloomberg SPA Contracts for Fund Admin Clients
LONDON - Data professionals affected by Bloomberg's planned New Year introduction of service provider agreement (SPA) contracts for fund administration clients have joined forces to oppose the change, which now appears to be delayed, officials tell…