Citi regulatory and market strategist attests that fintech and bank collaboration is essential for better data management.
Financial firms battle it out in a finite pool of talent, for the best and brightest fintech minds.
Long-term views and collaboration, rather than flashy tech, is the key to a successful program of compliance, panelists at BST Europe say.
While the consolidated audit trail (CAT) may have missed its initial November go-live date, the project is far from over. Broker-dealers will still need to report to the system when compliance deadlines are finalized, and it may be wise to begin…
Experts say the structure of the decision-making process hinders its speed.
Armanta will be deployed within IBM’s Watson Financial Services’ financial risk unit, which grew out of the tech giant’s acquisition of Algorithmics.
Wavelength Podcast Episode 118: CAT ‘State of the Union’, RTS 27 & 28 Concerns, The ‘Big Tech’ Dilemma
Anthony and James discuss some of the big stories to come out of TradeTech Europe and then three legal experts look at how the SEC has been quiet about the CAT.
Regulators are more engaged with meeting with fintech firms to understand how they can work with AI for compliance.
Product offers augmented regulatory tracking in first phase, will expand to track enforcement actions in the future.
Vendor expands RegFocus platform with surveillance capabilities designed to detect suspicious trading behavior.
The vendor will use the funding to improve its RegTech automation engines and hire more staff.
European trade group releases report highlighting the challenges and opportunities associated with building industry utilities.
Isda is hoping that the CDM will bring increased automation and efficiency to the derivatives market, and has tapped a fintech startup, REGnosys, to lead the project.
United Arab Emirates-based banks take on the challenge of a robust Know Your Customer utility.
Ben Richmond, International RegTech Association president for the UK and Ireland, becomes the organization’s first CEO.
Anthony, James and Emilia discuss the 10 biggest trends that unfolded in 2017.
Regulatory body for Québec financial markets appoints new lead for fintech and innovation programs.
Thomson Reuters has enhanced the reference data tools on its DataScope platform with the aim of helping clients' Mifid II compliance efforts.
London Stock Exchange subsidiaries join forces for regulatory reporting tool ahead of SFTR.
London-based NEX Regulatory Reporting plans to become an SFTR trade repository ahead of a dedicated reporting solution.
The regtech firm has released a platform designed for compliance with the General Data Protection Regulation and the Accountability Regime.
The Depository Trust & Clearing Corporation is prepping for SFTR by enhancing GTR to support securities financing transaction reporting across Europe.
Compliance heads from Guggenheim Partners, Sierra Global Management, J Goldman & Co., and Rimes talk about trends in the regtech space. Anthony and James talk about the Symphony-Bloomberg battle.
A subsidiary of one of Africa’s largest banks chooses AxiomSL’s platform for its IFRS 9 compliance solution.