Standards
Accuity Adds Anti-Bribery, Corruption Screening to Compliance Offering
New functionality reflects more FCPA enforcement and stronger requirements in new UK Bribery Act.
Smarts Broker Implemented by China Merchant Securities
The surveillance tool from Nasdaq OMX is being deployed by a China-based broker-dealer for the first time.
Tradition Reaches Agreement with NFA on SEF Regulatory Functions
Agreement includes technology standards to meet self-regulatory obligations.
SaarLB Taps Regis-TR and Banksysteme Aktiengesellschaft for Derivatives Transactions Reporting
Move comes ahead of new ESMA requirements for European banks.
Regulation Cost Causes Technology Headache in Asia
Julian Korek, founding member of Kinetic Partners, says the Asian market is worried about the cost of installing new technologies to comply with regulations.
TRG Post Trade Services Partners LSE's UnaVista
TRG Post Trade Services announces partnership with London Stock Exchange Group's compliance and post-trade services platform.
FINRA Recognizes Bloomberg Open Symbology
Free-to-use framework given green light by US regulator.
Survey: Firms 'Not Ready' for Costly ICT Reforms
Tens of millions of dollars in fines may be handed out this year as penalties for non-compliance, says PJ Di Giammarino, CEO of think tank, JWG.
Thomson Reuters Debuts Accelus Compliance Manager
Solution helps to navigate regulatory complexity.
SimCorp Dimension Version 5.1 Released
The system supports phase one of the new IFRS 9 standard.
Vermilion Software Unveils New Reporting Suite
Version 3 of Vermilion Sotware's Reporting Suite is integrated with Microsoft Office 2010.
FinArch Incorporates Basel III Support
Financial Studio Basel III offers a scalable solution to the regulations facing banks, according to FinArch.
TradeKing Automates Internal Monitoring
As social media became a larger part of the broker's marketing strategy, it could no longer manually monitor and archive it for compliance purposes.
Lombard Risk Releases Engine for Dodd-Frank Compliance
Software covers Title VII provisions for OTC swaps reporting.
Cappinova Deploys ETHIX Core Solution for Islamic Banking
Sharia-compliant investment arm implements new technology.
b-next Moves to Real-Time Surveillance with StreamBase CEP
Market surveillance, thanks to recent regulatory measures, is a critical aspect of operations for all financial services firms. Bodies such as the European Securities and Markets Authority (ESMA) are pushing for this to be performed as quickly as…
Ghana International Bank Selects Lombard Risk
GHIB implements Reporter as a replacement for legacy systems.
BNP Paribas Extends Fund Admin Services
New program helps with automation and regulatory reform.
Risk and Compliance: Driven by Data
The efficacy of risk management and compliance practices across the buy side and sell side, two of the most high-profile business drivers for the foreseeable future, is entirely contingent on the quality and consistency of the data feeding those systems…
OpenLink Offers Dodd-Frank Compliance Suite
Package offering encompasses proposed regulatory requirements.
Otkritie Capital Selects NICE Actimize for Surveillance
Software will provide cloud-based market abuse monitoring for Otkritie Capital.
Bloomberg Vault Launches Cloud Archiving
Functionality present for clients using IBM servers.
SEI Expands Buy-Side Compliance Platform
Portfolio Manager platform supercedes SEI's AdvisorAlert buy-side compliance offering.
Serone Capital Opts For Principia on Risk Front
Principia's Software-as-a-Service (SaaS) platform will provide Serone Capital with consolidated portfolio management, risk surveillance and operational support across the fund manager's European credit investment business.