FOA Provides Risk Management Guidelines for ESMA Compliance

city of london — Based in London, the FOA represents a cross-section of derivatives market participants, venues and vendors.

- By James Rundle
- @JimRundle
- 21 Sep 2012

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Composed by the FOA, which represents venues, independent software vendors (ISVs) and financial firms, with assistance from law firm Katten Munchin Rosenman, the guidelines cover a broad swathe of pre- and post-trade risk management processes, along with associated areas of trading such as kill switches, oversight of service providers and market access.

"The ESMA guidelines were published at the beginning of the year and were in force on the first of May," says Blake Stephenson, regulation

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