Responses to Compliance Breaches Present Technology Challenge


In 2011, technology providers will have to figure out how to update trading technology to make more complex interpretive decisions following the implementation of the Dodd–Frank Wall Street Reform and Consumer Protection Act, according to an executive of trade order management, compliance and portfolio accounting services provider, Linedata Services, which recently surveyed investment managers on priorities for 2011.

Although regulation is the top concern of about 100 respondents surveyed at two

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