New Software Offerings Tackle Pre-Trade Compliance Problem

FRONT PAGE

LONDON--The problem of pre-trade compliance checking and the prevention of costly breaches of fund rules and investment regulations, is being targeted by new software offerings. Fund managers compliance checks too often have been unable to keep pace with trading volumes, not discovering securities incompatible with a fund's investment criteria or breaching portfolio weightings, until after purchase. Resulting in costly sales of the incompatible securities

"Regulators are increasingly clamping

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact [email protected] to find out more.

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: