Business Grows as Regulators Scrutinize Research
INSIDE MARKET DATA ANNUAL REVIEW 2003
Research has become something of a dirty word in 2003. Just last week, the National Association of Securities Dealers (NASD) announced it had censured and fined four more firms--notably Banc of America Securities and Axiom Capital Management--for issuing misleading statements and research.
The regulators’ activity on this issue has spurred a number of business developments. One example is the Global Research Analyst Settlement, set up in April between the US Securities and Exchange Commission
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