Non-Registered Securities Targeted By Amex, NASD

THIS WEEK'S LEAD STORIES

The American Stock Exchange and NASD compete to trade emerging growth companies that don't qualify for an NYSE listing. Now they're preparing to go head-to-head in a new electronic market -- debt and equity issues not registered with the SEC.

While there are minor differences between the two proposals -- NASD's plan will include private placements of domestic firms in addition to non-registered foreign securities -- the concept is the same. Both want to develop screen-based systems to give U

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact [email protected] to find out more.

To continue reading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: