Oats retirement imminent as Cat maintains data quality, Finra says

Oats reporting could be fully migrated to the Consolidated Audit Trail and the Oats system retired as early as June 30.

Start button

The Financial Industry Regulatory Authority has signaled that it may be ready to announce a retirement date for its Order Audit Trail System (Oats), which is being phased out in favor of the Securities and Exchange Commission-mandated Consolidated Audit Trail (Cat).

Finra has previously said the earliest possible retirement date for Oats would be June 30, and officials say they are still working toward this deadline. The next industry update call to discuss the Cat is scheduled for mid-June

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Waterstechnology? View our subscription options

Most read articles loading...

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here