Waters Wavelength Podcast: SteelEye’s Matt Smith on eComms surveillance

SteelEye CEO Matt Smith talks on the podcast about the regulatory landscape for electronic and voice communications compliance.

Wei-Shen Wong, Asia Editor, and Anthony Malakian, Editor-in-Chief of WatersTechnology, record a weekly podcast touching on the biggest stories in financial technology.

 

To hear the full interview, listen in the player above, or you can click on the download button in the player above.

You can also listen to us on Spotify and Apple Podcasts

This week, Matt Smith, CEO of compliance technology and data analytics firm SteelEye, joins Wei-Shen on the podcast to discuss the evolution of compliance solutions for electronic and voice communications and the regulatory landscape.

1:30 – Matt joins the podcast and talks through some of the points in a report SteelEye released in 2022.

6:30 – He explains the nuances between how the regulators in the UK and the US approach how firms meet systematic and control obligations.

13:30 – They talk about the prevalent communication mechanisms.  

16:30 – Matt details some of the “creative” loopholes.

19:00 – Are there examples of the regulators being too invasive?

22:30 – Matt discusses what’s in the pipeline for SteelEye.

30:00 – What is the future of compliance for eComms and voice?

 

Contact Info: 

As is the case with everything we do, we'd love to get some feedback from our listeners.

Wei-Shen Wong: + 852 3411 4758;  wei-shen.wong@infopro-digital.com

Anthony Malakian: + 1 646 490 3973; anthony.malakian@infopro-digital.com


Past 10 episodes:

Episode 249: MayStreet’s Kimmel on the NMS plan

Episode 250: Tradeweb’s Bruni on electronification of repo markets

Episode 251: Nasdaq’s Dague on exchange cloud strategy

Episode 252: Vendor lock-in and interoperability

Episode 253: A tech unicorn's take on cloud and infra in the capital markets

Episode 254: Heads in the cloud

Episode 255: Wfic and everything cloud

Episode 256: Fixed income execution & innovation

Episode 257: DLT loses favor

Episode 248: Treating the buy side’s fever

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