September 25 marked exactly 100 days until Europe’s new financial regulatory framework, Mifid II, becomes law. Jamie Hyman gets the lowdown from market participants and observers on whether the industry is ready, what the remaining three months will look…
While all the talk pertaining to regulation across the capital markets has centered on Mifid II, GDPR has surprised many financial institutions due to the extent of its reach and the data governance challenges is poses. Anthony Malakian talks with…
The bank is able to use the same platform for multiple regulatory reporting requirements.
National and privately owned stock exchanges across Europe, the heart and mind of the bloc’s financial marketplace, are gearing up for January 3, 2018, when Mifid II finally comes into force.
Differing sides of the financial technology regulation debate each make sense, which is why choosing a side is difficult.
This service allows participants to comply with reporting obligations under FinfraG.
The bank will use Torstone Technology’s Inferno to comply with regulatory reporting requirements in Japan.
Sponsored feature: Ullink
The influence of regulation and new technology is prompting a hard look at how post-trade processes can be improved, and perhaps even replaced entirely.
Fundamental change is coming to how research is paid for under new European rules, and the impact cannot be underestimated.
Modular extension for SI compliance to Ullink OMS aims to simply quoting process for brokers under new regulations.
The importance of data is rising in regulatory circles, Swinburne told WFIC attendees.
Sept. 25 marks exactly 100 days until Europe’s new financial regulatory framework, MiFID II, becomes law. Jamie Hyman gets the lowdown from industry experts on whether the industry is ready, what the next 100 days will look like, which strategies firms…
Three exchanges explain how the upcoming regulation is creating a field of new business opportunities in Europe.
MEP Markus Ferber tells Waters that this change “must not mean that the ESAs can do what they want to just because they get more money,” and that the ESG provisions are “a non-starter”.
The front-to-back SFTR service will cover all eligible asset classes.
James Mooney joins Kaizen as regulatory consultant.
Examiners' skills and policy crafting may need to change to meet demands of emerging technologies.
Enterprise platform will allow bank to onboard clients more efficiently; reduce costs.
Guillaume Eliet was previously deputy general secretary at the French Stock Market Authority.
IHS Markit’s solution helps asset manager Robeco better meet regulatory reporting requirements.
Expansion will allow firm to guide clients through changing regulatory landscape.
Demand for outsourced trade reporting solutions is driven by upcoming regulatory deadlines.