Petition for Chicago programmer Jitesh Thakkar nears its goal as industry worries about precedent CFTC enforcement case could set.
The digital assistant is built on Symphony’s open-source technology and integrates with existing trader-dealer workflows.
Confluence has a big job ahead integrating StatPro’s various analytics tools.
As more financial institutions are starting to expand their usage of AI, they are turning to the cloud to help scale up. However, there are things to consider before doing so. Wei-Shen Wong examines.
Anna task force explores how Isins can be extended to digital assets such as tokenized securities and cryptocurrencies
The bank's R&D arm, Main Incubator, has piloted blockchain projects, including settlement of commercial paper in T+0.
The regulatory reporting utility product for fund managers is targeted to go live by mid-2020.
The vendor will also expand its proxy pricing into the maturing fixed income markets outside of core regional financial centers.
The Swedish company is working with a third-party to build the solution, which will launch in Q4.
Bureau Van Dijk's Compliance Catalyst has been rebuilt ahead of plans to move the platform to the cloud, as well as navigate the EU's fifth anti-money laundering directive.
The technology giant is carrying out pilots on an Azure-based service for the SEC's CAT that will be ready for use within six weeks.
Industry experts voice concerns regarding the drafting of the regulation and the length of time to prepare, particularly as firms are still waiting on guidelines to be published.
The service is planned to be released later this year, with the software provider also looking to introduce more Sybase customers to its Hana platform.
Financial firms must maintain a register of all outsourced critical functions under new guidelines now in effect in Europe.
The free tool, offered exclusively to EDM Council members, will help them assess the impact of new regulations on data management practices.
The UK financial regulator is seeing fewer entrants into the industry as start-ups struggle to break into the market.
The pace of technological and regulatory change is fast for KYC/AML compliance, and criminals are keeping pace.
The combined offering will help financial firms meet compliance requirements for regulations like SM&CR and Reg BI.
Firms are reluctant to move ahead with AI technologies as there is little regulatory guidance on its ethical implications, exchange providers say.
The French bank plans to make its KYC offering available to external clients by the end of the year as it continues to enhance SG Markets.
Technology provider's effort to track the lifecycle of a digital asset moves beyond the proof-of-concept phase.
At an SEC meeting Thursday, September 12, the regulator and association attempted to clarify the correct interpretations of guidance surrounding the new rule.
If the HKEx–LSEG merger goes through, the LSEG–Refinitiv deal would be scrapped, creating an interesting ripple effect.
The UK regulator has moved much of its data to the cloud and is using more advanced analytics as it seeks to better regulate evolving financial firms.