Users will have access to news and corporate data from Nikkei MM for KYC and AML compliance, and the ability to monitor their exposure to entities or individuals linked to the Yakuza.
The bank will use Big XYT's Liquidity Cockpit platform to provide deeper insight into the European equities liquidity landscape.
Local regulators encourage use of technology to streamline KYC and regulatory compliance.
Regulators are more engaged with meeting with fintech firms to understand how they can work with AI for compliance.
The platform uses deep learning algorithms to monitor and map potential threats.
Watchdog releases its annual business plan for 2018 and 2019, with innovation and Brexit listed as clear points of focus.
Guidelines seek to establish best practices for a key cybersecurity measure.
Product offers augmented regulatory tracking in first phase, will expand to track enforcement actions in the future.
The latest UK initiative aims to support emerging technologies and innovation for UK fintech sector.
Hong Kong, China, Singapore and Japan driving demand for automated KYC solutions.
As the sell side hesitates, advanced principal trading shops are getting in on the crypto craze in a big way.
After some questioned ESMA's resolve, the regulator is stepping up its enforcement efforts. Max reviews how ESMA wants market participants to know that its bite can be worse than its bark.
Approved Publication Arrangements—a critical component in the new Mifid II European markets regulation—may be falling short of their requirements under the new transparency rules, and have drawn Esma’s attention. By Samuel Wilkes, with additional…
Experts welcome transitional relief but say equivalence is not an appropriate basis for free-trade agreements.
Duco’s new hire Julian Trostinsky will take ownership of Hybrid SaaS and oversee the newest edition of Duco Cube.
Irisium Surveillance will help the bitcoin exchange to better monitor for volume manipulation, wash-trading and fake liquidity.
Publicis.Sapient’s latest additions to the European DataWarehouse support EBA-mandated data templates for non-performing loans, making the asset class more transparent and accessible.
CLS plans to fully integrate CLSReporting, a new FX matched instruction service, in Q2 of 2018.
New York-based pair will lead sales in cloud, DevOps and financial services for vendor.
Bank Leumi selects Encompass Corp.’s Confirm technology to support KYC compliance processes.
FCA and CFTC sign agreement on fintech initiatives for cross-Atlantic firms.
Blockchain consortium exec says agencies should be doing more with fintech firms.
AxiomSL has convened an industry group to help devise a taxonomy that will simplify compliance reporting for the revised Monetary Authority of Singapore 601 update.
The Association of Investment Companies CEO says an FCA statement on Key Information Documents attached to Priips helps, but does not solve, the KIDs’ fundamental problem with overly optimistic projections.