Compliance
Northern Trust Enlists St George to Slay Data Compliance Dragon
Prior to joining Northern Trust, St George has held senior data roles at CME Group, HyperFeed, and FutureSource
December 2018: Getting There
Data management is more about striving than finalizing.
Mobius Capital Partners Selects Bloomberg Buy-Side Solutions
Mobius will use Bloomberg's Aim, Port, and EMSX software to execute a single strategy in improved corporate governance and an ESG pathway.
Arachnys Launches CRI Platform for Financial Investigations
The vendor soft launched the platform a couple of months ago and has seen a significant rise in use, owing to enhanced regulatory responsibilities.
Deep Learning: The Evolution is Here
WatersTechnology speaks with data specialists from all parts of the capital markets in an in-depth examination of deep learning's impact in finance.
UK Regulator Deepens Partnership with Sopra Steria
Although there were reported glitches after Mifid II went live with the Market Data Processor (MDP), the FCA signed on for bigger projects with the company that built the platform.
Rimes to Debut New Benchmarks Service
Rimes will be launching a new managed service, called RegFocus BMR Data Feed, to help users adhere to the Benchmarks Regulation.
Coleman Launches Interactions Platform
The cloud-based offering allows buy-side clients to manage their interactions with research providers, industry experts and analysts.
STP: Shedding the Leftover Inefficiencies
The age-old problem of achieving straight through processing remains a challenge for some buy-side firms today. But time is running out.
Compliance.ai Releases Automated Regulatory Change Workflow Platform
The platform automatically parses regulations to figure out their relevancy to a firm.
Deutsche Börse and RegTek.Solutions Partner on Pre-Validation Service
New platform aims to address data quality challenges and transparency of transaction reporting regulated by Mifir.
UK Regulator Seeks EU Equivalence and Cooperation
FCA chief executive says UK regulator is preparing for a range of Brexit options, and cross-border data sharing between regulators is 'essential.'
Kaizen Launches Regulatory Reporting Training
The course focuses on Mifid II regulatory reporting and breaks down reference data rules that remain roadblocks for firms.
LexisNexis Enhances Digital Identity Offering for KYC
After buying ThreatMetrix at the beginning of the year, LexisNexis explains the need for digital and physical identity oversight for KYC.
Identitii Preps APAC Expansion to Grow Payments Data Blockchain
The vendor will use the A$11 million raised from its recent IPO to further develop its platform and experiment with additional use cases for its technology.
ANNA Takes on Benchmark Challenges
The ANNA Benchmark Task Force aims to collaborate with benchmark administrators for clarity of regulatory and ISIN requirements.
Data-Driven Regulators: Handling the Uptick in Regulatory Reporting
With the abundance of existing and new reporting obligations to comply with, how can regulators hope to be able to handle the volumes of data they now receive?
French Regulator Says Mifid II Data Quality 'Difficult'
AMF chairman Robert Ophèle says data quality and completeness pose problems for regulatory evaluations of Mifid II transparency requirements, and that regulators will review frameworks following Brexit.
Mind Your Language: Surveillance Systems Tackle Conduct Risk
While advanced voice analytics technologies have been around for years, banks have often used them as a blunt instrument, or a regulatory checkbox. Now they are increasingly seeing them as useful tools for managing conduct risk and employee protection…
The New Guard: Ryusuke Yokoyama, JPX
Ryusuke Yokoyama sits down with Wei-Shen Wong to discuss his three-decade career at the TSE and JPX, how the exchange is looking to help the industry improve its settlement cycles and how the company is experimenting with blockchain and AI technologies…
Flow Traders Deploys Corvil’s Intelligence Hub
The AI-driven intelligence hub will deliver real-time insights to enhance its risk management.
Asset Control Launches ACX Data Platform
ACX is designed to allow easier access to market data for business users and quants.
Storebrand AM Completes Move to SimCorp Dimension
Norway’s largest private asset manager finalizes the last leg of its technology consolidation project.
Solid Data Lineage: The Foundation for Automation
As they deploy automation to solve regulatory problems, Asian firms are paying closer attention to data’s journey.