Blockchain firm is looking at deploying its Ethereum-based technology into corporate actions.
Banks have already completed test submissions stipulated by Germany and Ireland.
Next phase of FIRDS gives market participants access to reference data needed to comply with Mifid II and Mar.
California-based Berkeley Research Group hires Naomi Bowman to lead EMEA Financial Services practice in London.
Financial Conduct Authority has started issuing approvals to entities that applied to act as ARMs under Mifid II.
Increasingly advanced watchdogs have "upped the ante" for trading firms, compliance chiefs say.
Vendor picks up fintech firm for undisclosed amount, will incorporate machine learning into trade oversight.
The European Securities and Markets Authority (Esma) urges market participants to take action now to obtain their LEI code before the Mifid II January 3, 2018 deadline.
While all the talk pertaining to regulation across the capital markets has centered on Mifid II, GDPR has surprised many financial institutions due to the extent of its reach and the data governance challenges is poses. Anthony Malakian talks with…
The bank is able to use the same platform for multiple regulatory reporting requirements.
National and privately owned stock exchanges across Europe, the heart and mind of the bloc’s financial marketplace, are gearing up for January 3, 2018, when Mifid II finally comes into force.
This service allows participants to comply with reporting obligations under FinfraG.
The bank will use Torstone Technology’s Inferno to comply with regulatory reporting requirements in Japan.
Sponsored feature: Ullink
A subsidiary of one of Africa’s largest banks chooses AxiomSL’s platform for its IFRS 9 compliance solution.
IHS Markit partners six securities finance market firms as part of an ongoing effort with Pirum Systems to build a Securities Financing Transaction Regulation reporting solution.
The influence of regulation and new technology is prompting a hard look at how post-trade processes can be improved, and perhaps even replaced entirely.
When Polen Capital decided to move to the cloud, it needed a new IT director to guide the implementation.
Fundamental change is coming to how research is paid for under new European rules, and the impact cannot be underestimated.
Data practitioners have long bemoaned the lack of professional training and standards around data management—especially for those who may unwittingly incur expensive penalties if they don’t abide by licensing policies. Now that industry association…
Sept. 25 marks exactly 100 days until Europe’s new financial regulatory framework, MiFID II, becomes law. Jamie Hyman gets the lowdown from industry experts on whether the industry is ready, what the next 100 days will look like, which strategies firms…
Data quality for over-the-counter commodity swaps reported to swap data repositories, as mandated by the Dodd–Frank Act, has worsened since reporting began more than four years ago, with some blaming the CFTC, while others blame resistance by the SDRs to…
Lingering questions remain over the SEC's handling of its own cybersecurity incident.