After buying ThreatMetrix at the beginning of the year, LexisNexis explains the need for digital and physical identity oversight for KYC.
The vendor will use the A$11 million raised from its recent IPO to further develop its platform and experiment with additional use cases for its technology.
The ANNA Benchmark Task Force aims to collaborate with benchmark administrators for clarity of regulatory and ISIN requirements.
With the abundance of existing and new reporting obligations to comply with, how can regulators hope to be able to handle the volumes of data they now receive?
AMF chairman Robert Ophèle says data quality and completeness pose problems for regulatory evaluations of Mifid II transparency requirements, and that regulators will review frameworks following Brexit.
While advanced voice analytics technologies have been around for years, banks have often used them as a blunt instrument, or a regulatory checkbox. Now they are increasingly seeing them as useful tools for managing conduct risk and employee protection…
Ryusuke Yokoyama sits down with Wei-Shen Wong to discuss his three-decade career at the TSE and JPX, how the exchange is looking to help the industry improve its settlement cycles and how the company is experimenting with blockchain and AI technologies…
The AI-driven intelligence hub will deliver real-time insights to enhance its risk management.
ACX is designed to allow easier access to market data for business users and quants.
Norway’s largest private asset manager finalizes the last leg of its technology consolidation project.
As they deploy automation to solve regulatory problems, Asian firms are paying closer attention to data’s journey.
The platform aims to connect research providers and investment managers through a transparent pricing model.
San Francisco-based crypto-asset solutions provider adds new features to Omniex Edge for institutional investors.
KYC data requirements and new legislation aim to move cryptocurrency markets into the mainstream, but are the anonymity and illegal activity tied to digital currencies exaggerated?
A proposed data protection bill raises some concerns, especially for financial institutions dealing with India data.
Aquis will provide a matching engine and surveillance technology when the project commences.
Sponsored Article: RIMES
The Senior Managers Regime and #MeToo campaigns are making banks increasingly conscious of employee conduct
The implementation of Mifid II in January 2018, along with the existing Market Abuse Regulation (MAR) introduced new responsibilities and obligations for market participants
How much time do data scientists, analysts and quants spend doing the jobs they're employed to do? In the vast majority of cases, not enough
A DSB consultation shows an appetite for expanding identifiers for OTC derivatives.
The integration looks to modernize and automate UMB's exchange-trade funds business.
While waiting for the regulators’ final word on SFTR’s technical specifications, SFT market participants and counterparties are planning their compliance strategies amid concern that the regulation goes too far in its goal to bring shadow banking into…
Half of the systematic internalizer obligations will soon become compulsory.