Compliance
TFITS Panel: How Data Management Challenges Are Changing
Panelists at the Tokyo Financial Information & Technology Summit highlight data management challenges, particularly as IT and business teams become more integrated.
Code Red: Trading Firms Turn to AI for System Stability
As IT systems are buckling under the pressure of modern day trading volumes and regulatory requirements, some firms are turning to AI to predict and minimize outages.
Keeping Data on the Radar: BCBS 239 Principles Still a Work in Progress
As the January 2016 deadline passes the 2.5-year mark, regulators are sounding the alarm about a lack of compliance with BCBS 239's 14 RDARR principles as banks grapple with the meaning of data governance. Amelia Axelsen talks with data experts about why…
Bad Blood: Regulators Lose Patience with Mifid II’s Dirty Data
Problems and bad practices continue to plague Europe's vision of a new transparency regime. An inside look.
Dark Trading Caps Not Responsible for Periodic Auction Growth, Study Finds
FCA report find that growth in periodic auction trading is not a result of dark-trading bans.
Digital Reasoning Readies Public Release of Model-Training Platform
To solve the old needle-in-a-haystack problem, Digital Reasoning is developing a tool dubbed Cognition to improve the training process for machine-learning models.
Compliance firm Steele Acquires TransparINT
The deal brings artificial intelligence and machine learning capabilities for anti-money laundering monitoring to Steele.
Fenergo Taps Ex-RBC Asset Manager Specialist to Lead New Buy-Side Unit
O'Neill will be responsible for growing takeup of the vendor's compliance and onboarding technologies among buy-side firms.
LSEG Acquires Minority Share in AcadiaSoft
LSEG is looking to improve its non-clearing services with this latest deal.
Archax Launches Institutional Crypto Exchange
Startup targets institutional community with digital-asset exchange.
BT Radianz Cloud Integrates Ipushpull Data-Sharing Tool
BT Radianz Cloud adds fintech start-up Ipushpull's API for real-time data sharing and collaboration.
IBM Rolls Out Upgrades for Watson Financial Services Portfolio
IBM has enhanced its regtech suite of services, including the integration of Armanta’s platform after the May acquisition.
LEI Grace Period Ends July 2
Esma warns six-month LEI grace period will not be extended.
Overall Best Data Provider: Thomson Reuters
IMD/IRD Awards 2018
Arkéa to Integrate NeoXam’s PMS
Paris-based asset manager selects NeoXam technology to bolster front and middle office.
Bank Execs Call for Regulatory Harmonization and Cross-Border Clarity
Panelists discuss operational issues involved in cross-border compliance with Mifid II.
J&J Taps Deutsche Exec for Compliance Consulting
Montagnino has held a range of compliance and surveillance-related roles at banks and trading firms.
Citi Market Strategist: Fintechs Key for Banks’ Data Demands
Citi regulatory and market strategist attests that fintech and bank collaboration is essential for better data management.
Bitcoin Regulation on the Agenda for Global Policymakers
Expert panel struck a positive tone on the future of crypto assets and indicated that it was only a matter time until regulation caught up with the digital age.
Crypto Exchange Blockbid Deploys Bank-Grade KYC Tech
Blockbid signs LexisNexis Risk and ThreatMetrix to combat fraud.
Crypto Compliance Vendor iComply Nabs Thomson Reuters’ Pinn
Pinn will bring his expertise of KYC, financial crime and risk intelligence to the cryptocurrency arena.
The Promise and Peril of Cognitive Compliance Tools
Compliance officers say they are increasingly looking at AI-powered tools to help with things like surveillance, reporting and fraud monitoring.
Nordea Blockchain Expert Urges Crypto Regulation
Regulation is the key to weeding out bad actors in the cryptocurrency and blockchain spaces, bank expert says.
Building Bridges: Nordic Collaboration Boosts Innovation, Compliance
Common business practices among Nordic coutries may mean the region is better placed to handle the data management aspects of new regulations.