Compliance

BRG Brings Bowman on Board

California-based Berkeley Research Group hires Naomi Bowman to lead EMEA Financial Services practice in London.

GDPR: The Next Big Regulation

While all the talk pertaining to regulation across the capital markets has centered on Mifid II, GDPR has surprised many financial institutions due to the extent of its reach and the data governance challenges is poses. Anthony Malakian talks with…

Final Call for Mifid II

National and privately owned stock exchanges across Europe, the heart and mind of the bloc’s financial marketplace, are gearing up for January 3, 2018, when Mifid II finally comes into force.

All Aboard the Training Train

Data practitioners have long bemoaned the lack of professional training and standards around data management—especially for those who may unwittingly incur expensive penalties if they don’t abide by licensing policies. Now that industry association…

Compliance Countdown: 100 Days to MiFID II

Sept. 25 marks exactly 100 days until Europe’s new financial regulatory framework, MiFID II, becomes law. Jamie Hyman gets the lowdown from industry experts on whether the industry is ready, what the next 100 days will look like, which strategies firms…

Beware the Commodity Swap Data Swamp

Data quality for over-the-counter commodity swaps reported to swap data repositories, as mandated by the Dodd–Frank Act, has worsened since reporting began more than four years ago, with some blaming the CFTC, while others blame resistance by the SDRs to…

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