Compliance
Barnett's Big Plans for Rimes
Former LGIM CDO Andrew Barnett has a vision for his new job as head of product strategy at Rimes Technologies.
Dash Names Venu Palaparthi as Compliance Chief
The former Tagomi exec will head regulatory affairs at the agency broker.
Cboe Gains Approval for Dutch Base
US exchange group receives regulatory nod for Amsterdam operations, and appoints a new head to run the EU entity.
LiquidityBook Opens Sydney Office
Tech vendor’s new Sydney office will serve as a springboard into the rest of Asia-Pacific.
The Hard, Human Lessons of RPA
Robotics’ promise to revolutionize operations by automating tasks and accelerating processes is hitting implementation roadblocks.
Vendors Prep for Initial Margin Big Bang
Tech providers are emerging from all corners as the final phases of initial margin rules closes in, which are expected to capture over 1,000 buy-side and sell-side firms over the next 18 months.
Dinneny to Lead Fonetic’s US Expansion
The former JP Morgan and Thomson Reuters executive will focus his activities on Canada and the US.
Bracing for Data Disruption in a No-Deal Brexit Scenario
In February, UK and EU regulators made announcements expected to shed light on the future of data sharing and alleviate some uncertainty post-Brexit, but industry experts say the latest statements fall short of lifting the real burden on affected firms.
Going Slower to Go Faster: Mizuho CDO Gary Goldberg
Gary Goldberg is chief data officer for Mizuho Securities EMEA. Here is how he built the data department from the ground up. Photos by Jonathan Goldberg.
Banorte Digitizes Risk Operations
One of the largest financial institutions in Mexico is digitizing core risk and compliance functions to consolidate operations, reduce reconciliation costs and future-proof its IT infrastructure.
CAT’s Tale: How Thesys, the SROs and the SEC Mishandled the Consolidated Audit Trail
WatersTechnology investigates the torturous journey to create a stock-trading database for the US, and where the project goes from here.
The Problem Solver: Paul Bari, Nordea
Paul Bari’s career has taken him across oceans and continents, but his true north has always been a fascination with mathematics. Now, he’s tackling not only the future of one of Northern Europe’s largest banks, but its employees, too
Tech Releases Surge Ahead of Initial Margin Deadlines
The final phases of initial margin rules are expected to capture over the next two years more than 1,000 buy-side and sell-side firms, which technology providers see as potential customers.
Industry Lukewarm on ‘Quick Fixes’ to PRIIPs Rules
Many fear performance scenarios will remain misleading and expose providers to mis-selling claims.
Northern Trust Enlists St George to Slay Data Compliance Dragon
Prior to joining Northern Trust, St George has held senior data roles at CME Group, HyperFeed, and FutureSource
December 2018: Getting There
Data management is more about striving than finalizing.
Mobius Capital Partners Selects Bloomberg Buy-Side Solutions
Mobius will use Bloomberg's Aim, Port, and EMSX software to execute a single strategy in improved corporate governance and an ESG pathway.
Arachnys Launches CRI Platform for Financial Investigations
The vendor soft launched the platform a couple of months ago and has seen a significant rise in use, owing to enhanced regulatory responsibilities.
Deep Learning: The Evolution is Here
WatersTechnology speaks with data specialists from all parts of the capital markets in an in-depth examination of deep learning's impact in finance.
UK Regulator Deepens Partnership with Sopra Steria
Although there were reported glitches after Mifid II went live with the Market Data Processor (MDP), the FCA signed on for bigger projects with the company that built the platform.
Rimes to Debut New Benchmarks Service
Rimes will be launching a new managed service, called RegFocus BMR Data Feed, to help users adhere to the Benchmarks Regulation.
Coleman Launches Interactions Platform
The cloud-based offering allows buy-side clients to manage their interactions with research providers, industry experts and analysts.
STP: Shedding the Leftover Inefficiencies
The age-old problem of achieving straight through processing remains a challenge for some buy-side firms today. But time is running out.
Compliance.ai Releases Automated Regulatory Change Workflow Platform
The platform automatically parses regulations to figure out their relevancy to a firm.