Sponsored
Getting Ready for CAT
While the consolidated audit trail (CAT) may have missed its initial November go-live date, the project is far from over. Broker-dealers will still need to report to the system when compliance deadlines are finalized, and it may be wise to begin…
The Future of Blockchain-Based KYC Utilities
Know your client (KYC) is now more important than ever. With regulatory compliance remaining onerous, capital market firms need to be heavily dependent on the collection, processing and management of client and counterparty data, documentation and…
Mifid II and the Emergence of the Connectivity Hub
With the second Markets in Financial Instruments Directive now in effect, firms are still adapting to the new requirements and their long-term implications. Richard Bentley, chief product officer at Ullink, explores how the industry can remain compliant…
Mifid II—Navigating Intent
Webinar: Nasdaq
Cash and Liquidity Management Special Report
Requirements for broader liquidity monitoring and increased liquidity thresholds is transforming cash and liquidity management practices and systems
Casting a Wider Net
Sponsored feature: Tradeweb
Mifid II and the changing European market structure
Sponsored webinar: Tradeweb
Impacts on Technology Beyond Mifid II
Sponsored feature: Ullink
The Game is On: The Buy-Side Tale
Sponsored Feature: RIMES
Liquidity—Bringing it all Together
Sponsored feature: SmartStream
Stretching Your Capabilities without Stretching Your Budget
Sponsored webinar: OneMarketData
Mifid II Reporting: European Regulation, Global Impact
Sponsored webinar: SIX Financial Information
Rising to the Intraday Challenge
Sponsored feature: SmartStream
Modernizing Governance, Risk and Compliance Strategy
Sponsored forum: MarkLogic and Intel
Webinar: Modernizing Your Governance, Risk and Compliance Strategy
In this webinar sponsored by MarkLogic and Intel, industry experts discuss addressing data management head-on to create a GRC strategy and build a better business
Webinar: Making Enterprise Data Quality a Reality
In this webinar sponsored by Bloomberg, industry professionals examine the importance of defining the role of data governance in ensuring good data quality
MiFID II: The Unintended Accelerator in the Next Industry Standards Evolution
Sponsored feature: Thomson Reuters