Finra's Tech Aims in 2016: Cyber Security, Technology Management, Data Quality Governance, Outsourcing

This is the 11th year that Finra has produced the Regulatory and Examination Priorities Letter.

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Finra released its 2016 Regulatory and Examination Priorities letter.

The 2016 Regulatory and Examination Priorities Letter named three broad sets of issues that Finra will look to key in on: culture, conflicts of interest and ethics; liquidity; supervision, risk management and controls.

While all three topics include technology issues, it was the supervision, risk management and controls areas that the regulatory body discussed technology the most.

Cyber

A major focus in the new year for Finra will be around the supervision and risk management practices for firm'

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