National Australia Bank Gets Thin

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Noel Richardson doesn't mind going out on a limb. The vice president and head of technology for the New York office of National Australia Bank (NAB) likes to experiment with new technology. So it's not a surprise that Richardson's leading one of only a handful of Sun Ray 1 rollouts worldwide.

Three months into rollout, he's confident he's on to something. He says Sun Rays and thin clients are the way to go. In fact, he predicts that they'll soon be installed throughout NAB, not just in the New

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SEC squares off with broker-dealers over data analytics usage

The Gensler administration has ruffled feathers in the broker-dealer community with a new proposal seeking to limit their use of predictive data analytics. But at the heart of this deal is something far more seismic: one of the first attempts by the SEC to regulate AI.

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