Promise to Obey


The efforts of three different agencies are behind this trend. First is the US Securities and Exchange Commission (SEC), which is trying to improve the US equity markets with Regulation NMS. Reg NMS, however, has come under fire for a variety of reasons. Most relevant to market data people are the potential effects on market data traffic and the proposed changes to how market data revenues are shared.

Over the past few weeks a slew of comment letters have been released in response to the revised

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Broadridge rethinks the OMS

Through its partnership with Glue42, Broadridge is bringing together the best components of its agency trading and market-making solutions.

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