Disaster Recovery

DEPARTMENTS

Firms Voice Frustration over FSA Continuity Plans

Firms say "toothless" disaster recovery guidelines will result in inconsistent plans.

Following the World Trade Center attacks, UK regulators and government bodies are reevaluating their contingency plans for the financial services industry. But some say the Financial Services Authority, the UK’s financial regulator, is not going far enough.

Critics argue that the FSA should give the industry more explicit guidance, and that the rules it is

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Broadridge rethinks the OMS

Through its partnership with Glue42, Broadridge is bringing together the best components of its agency trading and market-making solutions.

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