Spillane Joins StarCompliance as COO
Todd Spillane has joined Washington, DC-based StarCompliance as the firm's chief operating officer.
Spillane will join StarCompliance's executive management team and will report to the firm's CEO, Marc Epstein. He will direct multiple areas of StarCompliance's business, including customer support, product management, technical support, finance, human resources, and professional services.
Prior to joining StarCompliance, Spillane served as chief compliance officer (CCO) for Invesco US compliance from March 2006, directing the compliance teams that support the firm's US retail and institutional operations. He was also the CCO for the Invesco funds and previously was the CCO for Invesco PowerShares and the Invesco Van Kampen closed-end funds.
Prior to CCO tenures, Spillane served as the advisory compliance director for Invesco and was responsible for the management of the Advisory Compliance group.
Prior to joining Invesco in 2004, he was vice president for global product development at AIG Global Investment Group. While at AIG, he also served as CCO and deputy general counsel for AIG/SunAmerica Asset Group and AIG/American General Investment Management.
Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.
To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: https://subscriptions.waterstechnology.com/subscribe
You are currently unable to print this content. Please contact info@waterstechnology.com to find out more.
You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.
Copyright Infopro Digital Limited. All rights reserved.
As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (point 2.4), printing is limited to a single copy.
If you would like to purchase additional rights please email info@waterstechnology.com
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (clause 2.4), an Authorised User may only make one copy of the materials for their own personal use. You must also comply with the restrictions in clause 2.5.
If you would like to purchase additional rights please email info@waterstechnology.com
More on Emerging Technologies
Photonics: time for trading tech to see the light
The Waters Wrap: While the sector is dominated by Big Tech, photonic-based solutions could one day help trading firms take more control over their AI ambitions, Anthony says.
Banks should not count humans out in adoption of agentic AI
It will take time to strike a balance between humans and AI agents, and it may start in post-trade, Diederik Geeraerts writes.
Fully electronic IPOs, Google Gemini for finance, and more
The Waters Cooler: A recap of the major tech and data news from the past week in the capital markets.
Waters Wavelength Ep. 357: Off topic, on record
This week, Tony, Reb, and Shen talk about non-tech things.
Citi reveals Custody+, AI API security scare, 23/5 trading in Canada, and more
The Waters Cooler: A recap of the major tech and data news from the past week in the capital markets.
API security flaw highlights AI model vulnerabilities
Researchers uncover a way to make weaker AI models reveal the hidden reasoning of more powerful systems.
On vibe coding, no/low-code dev, and some potential misconceptions
The Waters Wrap: Is no-code/low-code even a thing anymore? Not really. But the companies that championed those terms just a few years ago tell Anthony they aren’t going anywhere.
Repo tokens won’t be cleared. Or will they?
Uncertainty lingers over clearing status of tokenized Treasuries, with decision likely devolved to DTCC.