Schwab to Expand Compliance Offering with Compliance11 Acquisition (Q&A)

Trish Cox, svp, Charles Schwab

Charles Schwab has completed its acquisition of Compliance11, a Chicago-based vendor that provides cloud-based compliance solutions. Buy-Side Technology spoke with Trish Cox, senior vice president of corporate brokerage services at Charles Schwab, about how this partnership will help Schwab provide a more robust compliance offering to its customers.

BST: How will this acquisition help your firm provide a better compliance solution to your customers?
Cox: Compliance11 has built out a very scalable

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