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Opinion

James Rundle: There and Back Again

In January, European political authorities provisionally agreed on a package of reforms to securities markets that will have deep consequences for financial services firms. As the technical work can now get underway, James looks at the challenges ahead…

Nicholas Hamilton: Surprise, Surprise

The nominations for the board of directors of the Global Legal Entity Identifier Foundation include some surprises and clues about the form the Central Operating Unit might take, writes Nicholas Hamilton.

Max Bowie: This Valentine’s Day, Why Not … Break Up?

Any recipe for success involves a combination of ingredients. But sometimes recipes taste better when a few toxic ingredients are removed. And with everyone looking to be disruptive in 2014, Max notes that you don’t make a disruption omelet without…

Plug and Play

In the course of my job, I primarily speak with technologists. That is to say, the people who actually do the implementations in firms, and who are involved in the purchase, decision making and the due diligence.

Spreadsheets Still Rule, But for How Long?

Automation is good, but comfort can sometimes prove better. Anthony questions why Excel spreadsheets are still so prevalent on the buy side, especially at new firms that can choose their own path with new, advanced data management tools.

Are You Sure You Don't Need A Pre-LEI?

Some industry participants have fallen into the trap of assuming requirements to report pre-legal entity identifiers under EMIR will not affect them, and they are running out of time to put things right

Mifid II Makes Headlines Without News

Last week saw a flurry of activity from the trade press as European authorities announced that they had agreed, informally, on a package of deals that would cement the review of the Markets in Financial Instruments Directive (Mifid II). But there wasn't…

Anthony Malakian: When the Love is Gone

In a world of new technologies—where evolution happens at breakneck speeds—Anthony says that buy-side firms need to employ new strategies when managing their third-party relationships. Perhaps they can learn a lesson or two from their sell-side brethren?

James Rundle: Imperfect Solutions

Most Western exchanges have implemented safety measures to mitigate share-price swings, but others are beginning to experience the algorithmic troubles that brought trading firms to their knees in recent years. Kill switches and circuit breakers don’t…

Michael Shashoua: The Way of the World

With respect to the spread of US and Euro-centric data management systems, as well as regulation to other regions, Michael points out that the difficulties in translating new standards and laws could highlight cultural differences that service providers…

Basel Committee's Next Steps

Guidance on Basel III capital adequacy regulation issued last year focused on risk calculation methods, and sends a signal on what else the Basel Committee on Banking Supervision could address in fleshing out the rules

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