Amelia Axelsen investigates how buy-side cynicism of Mifid II's systematic internalizer regime could be cured through education.
The course focuses on Mifid II regulatory reporting and breaks down reference data rules that remain roadblocks for firms.
With the split of the UK Financial Services Authority (FSA) into two component parts rapidly approaching, one arm has released its business plan and risk outlook, where it touches on technology in strokes so broad they're almost invisible.
JPMorgan Chase has been sanctioned by US regulators eight months after an outsized credit default swap led to trading losses of $6.2 billion.
The Futures and Options Association (FOA) has announced the appointment of Natasha Stromberg as a manager for regulation.
Refreshingly open and practical conversations were, for me, the key take away from this year’s European Trading Architecture Summit (ETAS).
Investment bank UBS has received a £29.7 million (approximately $47.5 million) fine from the UK Financial Services Authority (FSA), for "significant failings" regarding a rogue trading incident in 2011.
A visualization of some of the largest regulatory penalties levied this year.
The banking sector implodes with spectacular efficiency this week.
NLX to launch in Q1 2013, subject to authorization from the Financial Services Authority.
Ex-FSA man to serve in regulatory role at exchange division.
Plus Market's imminent closure leads this week's stories.
Operational costs force exchange group's closure after failure to secure sale.
UK regulatory boss to depart agency.
GHIB implements Reporter as a replacement for legacy systems.