Merrill Lynch
People Moves: Liquidnet; Broadridge, dv01, Cutter & more.
A look at some of the key people moves from the past week, including Vicky Sanders (pictured).
People Moves: BMLL, DriveWealth, Blockchain, GCTA
A look at some of the key "people moves" over the past week, including Howard Surloff (pictured, right), who joins Blockchain.
ICE Acquires Fixed Income Volatility Index from BAML
The exchange and data provider says purchase of market sentiment index from BAML is a natural next step.
People Moves: Kingland’s CAT Hire, Refinitiv, SimCorp, Apex, LCH, MTS
A look at some of the key "people moves" from July 22-26, including Amara Goeree (pictured), who joins Apex.
Less Than Half of Trade Reports Match Under EMIR
Data from Esma shows that just 40% of swaps trade reports match under two-sided reporting regime.
Rebel Math: Robert and Richard Michaud, New Frontier Advisors
For over 50 years, modern asset management has been guided by the Capital Asset Pricing Model and the theories of Harry Markowitz. Yet, a father-and-son team in Boston says it’s wrong—and they can prove it.
IT Advances Insufficient to Beat Compliance Challenges
Outsourcing reporting could create technological dependencies that could add to firms’ problems in the future.
Waters 25: A Look at the Future
Waters canvasses a range of industry opinion leaders about what the defining technologies of the next few decades will be.
Crypto Incognito: New Regulation Targets Crypto’s Bad Reputation
KYC data requirements and new legislation aim to move cryptocurrency markets into the mainstream, but are the anonymity and illegal activity tied to digital currencies exaggerated?
Scott Blandford's Random Collisions
TIAA's chief digital officer sits down with Waters to discuss how the retirement giant is using big data to improve the customer experience and what the institutional side of finance can learn from retail.
Former JPM Asset Management CDO Glasser Joins FRG to Build Data Practice
Glasser will bring her 30 years of experience in finance, technology, data and regulatory compliance to FRG to build a data practice.
Mifid's Architect: Esma Chair Steven Maijoor
Europe’s top markets cop talks to Waters about Mifid II and III, Brexit, no-action letters, clearinghouses and the regulator’s future.
Merrill Lynch, JPMorgan, Sibos: A Week in Review
John recaps some of Sell-Side Technology's best stories of the week, including (more) blockchain developments, noteworthy fintech graduates, and significant regulatory fines.
Merrill Lynch Slapped with $45 Million FCA Fine for EMIR Reporting Failures
First enforcement action under EMIR taken by UK financial watchdog over exchange-traded derivatives reporting.
Polen Heads to the Cloud: Polen Capital's Andrew Powers
When Polen Capital decided to move to the cloud, it needed a new IT director to guide the implementation.
Ultumus Builds US Base with Redstone
Redstone has spent 40 years in the financial markets, much of that time in data and trading technology-related roles.
InvestSoft Execs Take Senior Fixed Income Roles at Morningstar
Founder Al Roitfarb and CEO Todd Roitfarb will both take on roles in Morningstar's fixed income business, following its acquisition of their company, InvestSoft.
Broadridge Hires Clarke for Funds Analytics Intelligence
Clarke will be responsible for increasing the granularity and coverage of Broadridge's data to support new business areas.
A New Day for Ipreo in Asia
A former Hong Kong Mercantile Exchange marketing head, Day will be responsible for growing Ipreo's presence in the region.
LSEG Names Former MSCI Exec Corrado COO and CIO
The London Stock Exchange Group (LSEG) has announced the appointment of Chris Corrado as chief operating officer and chief information officer, effective today, Nov.11. He will be contributing to LSEG's mission to diversify its business and grow it…
Roberts Group Taps Libby for Sales
Libby will lead sales of TRG's FITS platform after a career with technology vendors and sell-side firms.
Thomson Reuters Adds Akellian to Head Wealth Business
Finance veteran will lead the vendor's wealth management business unit.
Ex-UBS CTO Founds Cloud Startup
Andy Brown, former group chief technology officer at UBS, has left the Swiss bank to set up Street Scale IT Group, a company that will focus on bringing IT economies of scale around datacenters and cloud hosting to regulated industries, starting with…
Omgeo Names Gray As Chairman
Andrew Gray, a managing director at DTCC, will succeed Donald Donahue as chairman of the board of the post-trade processing services provider