Licensing and user agreements surrounding ANNA's service burea for OTC derivative ISIN numbers have sparked fireworks over recent months as the service goes live ahead of Mifid II. Joanne Faulkner investigates.
Financial Conduct Authority has started issuing approvals to entities that applied to act as ARMs under Mifid II.
IHS Markit-owned vendor rolls out corporate actions system to banking sector to combat legacy systems.
The European Securities and Markets Authority (Esma) urges market participants to take action now to obtain their LEI code before the Mifid II January 3, 2018 deadline.
While all the talk pertaining to regulation across the capital markets has centered on Mifid II, GDPR has surprised many financial institutions due to the extent of its reach and the data governance challenges is poses. Anthony Malakian talks with…
Charles River Development’s Investment Management Solution will integrate Trax’s Mifid II Trade and Transaction reporting solutions.
Business agility and awareness of a firm’s shortcomings are key, says Janus Henderson exec.
A new reference data service from Belgium-based SWIFTRef enhances data quality for treasurers.
Victor Anderson and Adam Cottingham discuss the business case for developing and implementing technologies to support corporate actions processes.
This will allow users to meet regulatory reporting requirements under Mifid II.
The bank will use Torstone Technology’s Inferno to comply with regulatory reporting requirements in Japan.
The London-based provider worked with Levr Technology to deliver the IBOR project.
A subsidiary of one of Africa’s largest banks chooses AxiomSL’s platform for its IFRS 9 compliance solution.
IHS Markit partners six securities finance market firms as part of an ongoing effort with Pirum Systems to build a Securities Financing Transaction Regulation reporting solution.
Guidance published on global Unique Product Identifier applying to OTC derivatives transactions
As data strategy and business strategy become intrinsically linked, chief data officers are turning to creative communication to ensure companies understand the importance of data.
The LEI Profiler Service will help users identify missing or incorrect data around LEI codes.
SWIB began the project four years ago, which included the introduction of eight new technologies.
Service aims to plug MiFID II reporting gap; Deutsche Börse to Use SmartStream RDU for Regulatory Reporting Hub.
Vulnerabilities identified in SEC’s EDGAR system – a corporate filings database – may have resulted in hackers profiting from the information they stole.
Reference data and post-trade automation technology provider is meeting with banks in an effort to solve systematic internalizer conundrum.
IHS Markit’s solution helps asset manager Robeco better meet regulatory reporting requirements.
Compliance Solutions Strategies reveals plans to boost presence in Asia and target acquisitions.
Rimes Technologies introduces cloud-based Rimes RegFocus BMR Control.