Fintech developments and implementation requires greater regulatory supervision, according to the European Commission's vice president.
Banks have already completed test submissions stipulated by Germany and Ireland.
Next phase of FIRDS gives market participants access to reference data needed to comply with Mifid II and Mar.
We’re all used to financial institutions complaining about the burden of regulation and the amounts of data they must collect, maintain and report. But spare a thought for the organizations that will have to capture and analyze more data than any single…
Artificial intelligence is gaining traction among regulators, exchanges and financial firms sifting through massive amounts of data to spot potential pricing manipulation. Kirsten Hyde asks whether the industry is ready to go all in on AI.
September 25 marked exactly 100 days until Europe’s new financial regulatory framework, Mifid II, becomes law. Jamie Hyman gets the lowdown from market participants and observers on whether the industry is ready, what the remaining three months will look…
To handle the massive increases in data volumes expected from Mifid II regulation and the US Consolidated Audit Trail, regulators are examining their own data governance and technology use, report Joanne Faulkner and Kirsten Hyde.
James and Anthony talk about the looming Sibos event in Toronto and take a look at some recent M&A activity and blockchain developments in the capital markets.
Financial Conduct Authority has started issuing approvals to entities that applied to act as ARMs under Mifid II.
As digital natives, the younger generation is not used to being given guidelines on how to use technology within a firm, panelists said.
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Increasingly advanced watchdogs have "upped the ante" for trading firms, compliance chiefs say.
In addition to bolstering its research capabilities, the company is also turning to artificial intelligence to revamp its trading platform.
Vendor picks up fintech firm for undisclosed amount, will incorporate machine learning into trade oversight.
Cheyne Capital is using Red Deer’s management solution to help meet MiFID II’s research unbundling requirements.
The European Securities and Markets Authority (Esma) urges market participants to take action now to obtain their LEI code before the Mifid II January 3, 2018 deadline.
Compliance heads from Guggenheim Partners, Sierra Global Management, J Goldman & Co., and Rimes talk about trends in the regtech space. Anthony and James talk about the Symphony-Bloomberg battle.
While all the talk pertaining to regulation across the capital markets has centered on Mifid II, GDPR has surprised many financial institutions due to the extent of its reach and the data governance challenges is poses. Anthony Malakian talks with…
The bank is able to use the same platform for multiple regulatory reporting requirements.
Charles River Development’s Investment Management Solution will integrate Trax’s Mifid II Trade and Transaction reporting solutions.
Time is running out for buy-side firms to get their houses in order, ahead of a wholesale revamp of Europe’s trading rulebook, James says.
National and privately owned stock exchanges across Europe, the heart and mind of the bloc’s financial marketplace, are gearing up for January 3, 2018, when Mifid II finally comes into force.
Congress has "serious concerns" about the SEC's ability to safeguard data, politicians say.
Differing sides of the financial technology regulation debate each make sense, which is why choosing a side is difficult.