Half of the systematic internalizer obligations will soon become compulsory.
BeQuant offers access to liquidity of more than $150 million with a focus on compliance.
The story of how the double volume cap began is just as important as what's happened in 2018.
Independent research provider Smartkarma and corporate access provider CorpXSasia plan to create larger corporate access events together.
SFTR compliance could require five times as many reports than trades.
The move by Germany's largest bank is being seen as an outcome of Brexit uncertainty
Waters takes an in-depth look at the tie-up between two Boston giants, and examines who could be next in the latest phase of OMS provider consolidation.
There’s still a lot more to talk about when it comes to the order management system and bitcoin exchange-traded fund spaces.
New module provides researched legal entity data for AnaCredit counterparty data compliance.
CompliancePoint's Greg Sparrow advises financial firms how to avoid hefty fines resulting from GDPR non-compliance.
Buy-side users of research platform are now able to book analyst meetings and conduct them with full audit trail.
A new application to list a bitcoin ETF has reignited the debate over these products, but traders say the solution is far from easy.
Anthony and James take a look at the interdealer broker space and quickly hit on whether or not bitcoin ETFs are to come in the near future.
Charles Randell says data and technology usage by firms should "liberate" not "disenfranchize" consumers, and regulation is "central to defining" ethical practices.
Charles Randell says the current regulatory environment is "unsustainable" and the pressure to regulate firms' big data practices may lessen.
Stockholm-based vendor inks a new partnership to extend its offerings to cryptocurrency exchanges.
Chicago-based Northern Trust unveils new compliance monitoring capabilities that provide independent governance over external fund managers, with a focus on data quality checks.
The utility's new capabilities support reporting for five major OTC derivatives asset classes under MAS reporting requirements.
The vendor anticipates that many financial firms acting as "self-administrators" of proprietary indexes will choose to enlist a third party to comply with the upcoming BMR regulation.
Eze Software’s Phil Christianson gives five tips for improving a firm’s use of the Agile methodology, and Anthony and James look at the latest CAT development.
As the January 2016 deadline passes the 2.5-year mark, regulators are sounding the alarm about a lack of compliance with BCBS 239's 14 RDARR principles as banks grapple with the meaning of data governance. Amelia Axelsen talks with data experts about why…
The Market Abuse Regulation was designed to detect and deal with various forms of market abuse, including insider trading and market manipulation, forcing buy-side firms to deploy new technologies in order to comply.
Lee has a background in regulatory reporting and SFTR, including leading an ICMA taskforce on SFTR.
Problems and bad practices continue to plague Europe's vision of a new transparency regime. An inside look.