October 2017: Watchdogs Sharpen Their Tech Teeth

max-bowie

Regulators get a bad rap: Their duties of protecting investors and ensuring market  stability often put them at loggerheads with trading firms, for whom delivering greater returns to themselves, shareholders, and investors, typically means taking on more risk. They’re often painted as outdated, ineffective, and either unqualified and lacking market experience or unsuitable precisely because of experience at/ties to certain financial firms. 

But that perception is changing. Some regulators’

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FCA declines to directly regulate market data prices

A year-long investigation by the UK regulator to determine whether competition is hindered in the wholesale data markets has concluded with its decision not to directly regulate much-maligned data pricing and licensing structures.

How GenAI could improve T+1 settlement

As well as reducing settlement failures, researchers believe generative AI can provide investment managers with improved research, prioritization, and allocation resources.

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