Pandemic Fuels New Wave of Surveillance Tech

Firms are investing in new solutions for monitoring the front office in lockdown conditions, but the latest technologies raise concerns about privacy and intrusion.

Trendline-Waters-Surveillance

Whispering, jitteriness and signs of frustration are behaviors compliance teams can pick up on when scanning a trading floor or a team of portfolio managers. With staff working from home due to the coronavirus pandemic, compliance officers in banks and asset managers have to find new ways to monitor employees in the absence of observable behavioral cues.

“You pick up people’s body language, their movements, if they are going to meeting rooms [at strange times]. You overhear things in the

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CME: CFTC OKs clearing move to Google Cloud

The CFTC has given the Chicago-based exchange approval to run its clearing and settlement infrastructure on the Google Cloud Platform, while the exchange and vendor have extended their partnership to last until at least 2037.

Cutting through the hype surrounding the FDTA rulemaking process

A bill requiring US regulators and institutions to adopt a machine-readable data framework for reporting purposes applies to entity identifiers, but not security identifiers, in a crucial difference, writes Scott Preiss, SVP and global head of Cusip Global Services.

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