As cybersecurity policy takes shape, are data vendors next in SEC's sights?

New rules target a range of players in the capital markets, from broker-dealers to trading venues, and the agency could be coming for data and analytics vendors and index providers.

Say what you like about Gary Gensler (and many on the Street have said quite unflattering things); he is an extremely effective regulator.

Gensler chaired the Commodity Futures Trading Commission (CFTC) in the post-crisis era, when US financial regulators were writing and implementing rules to fulfill the Dodd–Frank Act. By the time he stepped down in 2014, Gensler’s CFTC—a much smaller and poorer agency than, say, the Securities and Exchange Commission (SEC)—had written 70% of its allotment of

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: http://subscriptions.waterstechnology.com/subscribe

You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Waterstechnology? View our subscription options

If you already have an account, please sign in here.

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: