Regulation
Steele Buys Osprey to Build One-Stop Compliance Shop
Steele will bring Osprey's more internal-facing technology into its platform.
ISO Close to Releasing First Blockchain Standards
The international standards body says it is working on getting out its first standard for blockchain terminology.
Scotiabank Turns to Cloud GPUs for Risk Calculations
The Canadian bank has significantly improved the time it takes to run XVA calculations, and has big plans to further expand its XVA cloud GPU program.
LSEG's Proposed Refinitiv Deal: It's About More Than Just Market Data
What does the bourse’s planned purchase of the data giant mean for clients and the industry going forward?
MarketAxess' Trax to Begin Industry Testing for New SFTR Tool
Starting next month the vendor will allow testing for its UTI portal to help with SFTR compliance.
With Initial Margin 'Big Bang' Split, Tech Preparations Could be Impacted
As the final phase of the IM implementation for non-cleared derivatives has been split into two parts, questions emerge on whether tech preparations will stall.
Finra to Expand Use of Machine Learning for Market Surveillance
The regulator already uses machine learning to identify spoofing and layering activities.
The AI Ethics Dilemma: Banks Find a Fine Line Between New Tech and 'What's Right'
Finance firms and regulators are beginning to assess the ethical implications of artificial intelligence.
Banks, Asset Managers Turn to Web Scraping to Generate Alpha
The immense growth of online data is driving an increasing number of asset managers to deploy web-scraping tools to find unique investment insights.
Satellite Images Drive Climate Conversations
Investment firms are turning to pictures from the sky to understand environmental impacts for alpha generation.
Outsourcing Takes to the Front Office
Fee compression and regulations have forced some asset managers to rethink what is core to their business, including the trading desk. Enter the outsourced trading desk.
The Cloud Breach Blame Game
As cloud computing becomes an ever more critical component of any modern financial technology infrastructure, cloud deals are coming under increased regulatory scrutiny.
Bank of England’s Ambitious Look at Regulatory Reporting
As the regulator looks at new ways to handle data, there are still a lot of paths to consider.
Goldman Sachs Exec: Use of Alt Data in Investing Today Only 'Tip of the Iceberg'
At Risk Live, executives from Goldman Sachs AM, Societe Generale and Morgan Stanley talked about the benefits and concerns for using alt data.
The KYC Headache Worsens: An Examination of the Onboarding Process
Despite technological advancements, the onboarding process is still a slog. Banks and vendors are trying to change that.
Northern Trust Automates Regulatory Reporting With Confluence
Confluence provides asset manager clients with automation capabilities for financial and regulatory reporting amid growing pressure and shrinking industry-wide headcount.
MTS Building an SFTR-Compliant Blotter
The product is scheduled for release in early 2020.
EU Sustainability Guidelines: 'It Will Require a lot of Thought & Investment'
Members of the Commission's TEG say that data availability and flexibility will serve as the greatest challenges.
HSBC Data Chief Urges Better Industry-wide Data Governance
The CDO highlights the importance of implementing a strong governance framework that's consistent across the organization.
JP Morgan Asset Management Changes Taiwanese Buy-Side Trading Routes
The initiative is part of JP Morgan’s plan to harmonize its internal systems.
Warrants Issuers Battle Algo Predators in Hong Kong
The threat of high-frequency traders have forced banks to spend big on tech.
Brokers Cry SOS on Rule 606
While the industry has been granted a delay for SEC Rule 606, more guidance is necessary to move forward.
DTCC Sets Testing Schedule for SFTR Services
Third-party partners and clients to begin testing SFTR messaging and connectivity to its Global Trade Repository in two months.
Daiwa Capital Markets Tackles GDPR Using Multi-Layer Encryption Tools
Investment bank is anonymizing data to meet cross-border data protection and cybersecurity regulations.