Communications Compliance in the Age of Coronavirus

Recent technological advances have enabled the work-from-home movement to keep the capital markets running relatively smoothly. But in the rush to empty trading floors, Max warns that firms may have overlooked some key compliance loopholes for which there are no full solutions as yet.   


With most employees of financial firms sequestered at home during the Coronavirus pandemic, everyone’s talking about the “new normal” for work practices that will emerge. Traders and other front-office staff are usually tied to the multiplicity of expensive and complex institutional-grade applications on their desks. But while some talk a big game about their preparedness, no one can claim to be completely ready, since there are technical challenges that prevent this from being a viable long

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