Audit
JCV Lets Web-Based ‘Genie’ Audit Tool Out of Bottle
Audit specialist debuts web tool for exchanges to reconcile declarations and reports to support remote audits
Audit Trail or Snail Trail?
A consolidated audit trail might sound good on paper, but as Max discovers, the SEC’s proposal has failed to impress many in the industry. However, while cost is a major factor, the critics might at least look to invest in some sturdy lightning rods.