The regulator added new guidance around cybersecurity disclosure controls and insider trading.
Vas Rajan will be responsible for validating security measures for the CAT in a vital phase of the system's roll-out.
The guidelines recommend authentication methods to use TLS protocols with FIX.
Anthony, James and Emilia discuss the 10 biggest trends that unfolded in 2017.
John takes a look at some of 2017's key trends, including regulation, cybersecurity and artificial intelligence.
Lobby group is looking at other types of data that it can suggest to the SEC for use in the CAT.
The fintech "revolution" of the past few years is looking less like it will displace traditional finance, and more like it will join it.
British government releases a number of proposals to maintain the strength of the UK’s investment managers after Brexit.
Thesys, in a hearing at a Congressional committee, also said it has lined up over 20 candidates for a chief information security officer post.
Participants refuse to say whether reporting will begin as scheduled after a last-ditch delay effort was rejected by the SEC.
Market Data Protection Act will increase security requirements for market data held by the SEC and FINRA, lawmakers say.
John recaps some of Sell-Side Technology's best stories of the week, including fixed-income technologies, uncertainty around the CAT, and Waters' November features.
As cryptocurrencies gain interest from investors around the globe, Wei-Shen Wong examines the splintered Asian marketplace to see how regulators are adopting different strategies when it comes to overseeing these complex instruments.
This week Anthony and James discuss some of the major stories to come out of three major conferences.
The key themes from this year's industry mega-event.
Confidence in the wide-ranging project has been dented by recent cybersecurity incidents.
UnaVista builds tool to simulate requirements of US markets project.
John recaps some of Sell-Side Technology's best stories of the week, including (more) blockchain developments, noteworthy fintech graduates, and significant regulatory fines.
Panelists at the Sifma Annual Meeting felt attacks could be prevented if cybersecurity was treated as an integrated business process.
While at Sibos Toronto, James shares some interviews covering topics on blockchain, fintechs and cybersecurity.
Hostile governments are actively attacking banks in US and allies as criminal gangs gain access to nation-state tools.
As digital natives, the younger generation is not used to being given guidelines on how to use technology within a firm, panelists said.
While all the talk pertaining to regulation across the capital markets has centered on Mifid II, GDPR has surprised many financial institutions due to the extent of its reach and the data governance challenges is poses. Anthony Malakian talks with…
Congress has "serious concerns" about the SEC's ability to safeguard data, politicians say.